Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas S. ManceRBC Wealth ManagementBank of America Merrill Lynch$15007-30-2009
Kathleen AlmullaSummit Brokerage ServicesBank of America Merrill Lynch$2911-09-2009
Alex Opoulos, Nick HolmesRaymond JamesBank of America Merrill Lynch$20002-23-2010
David S. LynnMorgan Stanley Wealth ManagementBank of America Merrill Lynch$11503-10-2010
Brandon OliverMorgan Stanley Wealth ManagementBank of America Merrill Lynch$9003-23-2010
Leif OlsonMorgan Stanley Wealth ManagementBank of America Merrill Lynch$13703-29-2010
David Ciccone, Robert Taylor, Tom HarsanyiUBS Financial ServicesBank of America Merrill Lynch$21004-21-2010
Lewis Blalock, Daniel BotyosWells Fargo AdvisorsBank of America Merrill Lynch$11005-17-2010
James Flynn, Rance Hillier, Merritt ZahnerMorgan Stanley Wealth ManagementBank of America Merrill Lynch$15005-19-2010
Jeff RussellMorgan Stanley Wealth ManagementBank of America Merrill Lynch$21805-25-2010
Christopher Neri, Kevin Pacciano, Gary HardenUBS Financial ServicesBank of America Merrill Lynch$35006-06-2010
Sergio D'Oliveira, Francisco D'Oliveira, Leonardo Silva, Tod FrickMorgan Stanley Wealth ManagementBank of America Merrill Lynch$27906-18-2010
Stephen McDonald, John HendersonUBS Financial ServicesBank of America Merrill Lynch$29406-29-2010
Purinton RainsCeteraBank of America Merrill Lynch$7806-30-2010
Michael Maresh, Henry YoshidaThe Maresh Yoshida GroupBank of America Merrill Lynch$15007-08-2010
David WinchellUBS Financial ServicesBank of America Merrill Lynch$11907-09-2010
Nina HakimUBS Financial ServicesBank of America Merrill Lynch$30008-31-2010
David CreaseyUBS Financial ServicesBank of America Merrill Lynch$109-10-2010
Tom JenkinsUBS Financial ServicesBank of America Merrill Lynch$45009-13-2010
Randall Marsh, Andrew PlumUBS Financial ServicesBank of America Merrill Lynch$10009-23-2010
Mark BukowskiWells Fargo AdvisorsBank of America Merrill Lynch$30009-27-2010
Craig CampbellWells Fargo AdvisorsBank of America Merrill Lynch$14610-07-2010
Gary Bezilla, Alan KinneyWells Fargo AdvisorsBank of America Merrill Lynch$45011-04-2010
John Coleman, Elaine FitzgeraldUBS Financial ServicesBank of America Merrill Lynch$5011-04-2010
Troy Bryant, Eric Watson, Bart Gibson, William Murphy, Kyle Harris, Eric Buckner, Philip Lazzari, Mark StevensUBS Financial ServicesBank of America Merrill Lynch$50011-19-2010
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Showing 1 to 25 of 438 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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