Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan J. SpilkerRaymond JamesBank of America Merrill Lynch08-28-2013
Albert Fox, Edward Penberthy, Joseph DehnMorgan Stanley Wealth ManagementBank of America Merrill Lynch$60003-20-2014
Alex AstudilloBolton Global CapitalBank of America Merrill Lynch$17305-31-2016
Alex Bryer, Keith MayoSnowden Lane PartnersBank of America Merrill Lynch$24007-28-2015
Alex Fritzsche, Jennifer EdgellRBC Wealth ManagementBank of America Merrill Lynch$18506-03-2015
Alex Opoulos, Nick HolmesRaymond JamesBank of America Merrill Lynch$20002-23-2010
Andrew C. OberUBS Financial ServicesBank of America Merrill Lynch$16004-22-2015
Andrew F. AubreyJanney Montgomery ScottBank of America Merrill Lynch$22002-14-2018
Andrew LeBlancBruderman BrothersBank of America Merrill Lynch$30003-31-2017
Arnold FeldmanLPL FinancialBank of America Merrill Lynch$5008-31-2016
Aron ThompsonD.A. Davidson & Co.Bank of America Merrill Lynch$12006-19-2018
Arthur SpringerRaymond JamesBank of America Merrill Lynch$23012-08-2017
Ashley Banks, Donna CarrollRaymond JamesBank of America Merrill Lynch$11203-22-2017
Baldwin, Naples, AssociatesUBS Financial ServicesBank of America Merrill Lynch$47001-27-2012
Barbara HughesStifel Nicolaus & Co.Bank of America Merrill Lynch$6007-16-2018
Barry MitchellUBS Financial ServicesBank of America Merrill Lynch$29012-06-2011
Ben Gordon, Laura Blair, Collin HartDynasty Financial PartnersBank of America Merrill Lynch$60008-28-2017
Bill Krebs, Charles BettsRaymond JamesBank of America Merrill Lynch$19505-24-2011
Bob Iglehart, Gabriel Aguirre, Ryan Wilson,, Courtney HershbergerRBC Wealth ManagementBank of America Merrill Lynch$28008-26-2011
Brad WeinmanMorgan Stanley Wealth ManagementBank of America Merrill Lynch$24001-13-2017
Bradford S. ParsonsRaymond JamesBank of America Merrill Lynch$11503-06-2017
Brandon HuntMorgan Stanley Wealth ManagementBank of America Merrill Lynch$9109-08-2011
Brandon OliverMorgan Stanley Wealth ManagementBank of America Merrill Lynch$9003-23-2010
Brandt Haring, Joe SmartRBC Wealth ManagementBank of America Merrill Lynch$31806-29-2017
Brant Giere, Lisa SzucsMorgan Stanley Wealth ManagementBank of America Merrill Lynch$21011-20-2012
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Showing 1 to 25 of 438 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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