Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David W. LewisMorgan Stanley Wealth ManagementBank of America Merrill Lynch$25003-31-2015
Robert E. Feldman, Donna G. Bowler Snowden Lane PartnersBank of America Merrill Lynch$22501-26-2015
Eric T. PressmanMorgan Stanley Wealth ManagementBank of America Merrill Lynch$7501-09-2015
Peter ByrneHightower AdvisorsBank of America Merrill Lynch$5001-09-2015
Daniel HonanJanney Montgomery ScottBank of America Merrill Lynch01-02-2015
John L. GreeneUBS Financial ServicesBank of America Merrill Lynch$6312-11-2014
Douglas G. ConklinHightower AdvisorsBank of America Merrill Lynch$22512-05-2014
Conor Weir, Sophois Sokhom Retirement Benefits GroupBank of America Merrill Lynch$6011-20-2014
John M. Van DongeStifel Nicolaus & Co.Bank of America Merrill Lynch$60011-20-2014
James E. HulburdUBS Financial ServicesBank of America Merrill Lynch$111-17-2014
Douglas TwohillUBS Financial ServicesBank of America Merrill Lynch$24011-17-2014
Steven ScaliciUBS Financial ServicesBank of America Merrill Lynch$10311-17-2014
John E. CarrollLPL FinancialBank of America Merrill Lynch$13011-17-2014
Samuel W. Spanos, Gennaro 'Jerry' Marsico, Todd C. Todorich, Robert M. Lewis, George Kruth, Mark OÕLeary, Joseph D. ThompsonRaymond JamesBank of America Merrill Lynch$53511-17-2014
Mark LaFlammeUnited CapitalBank of America Merrill Lynch$10011-04-2014
Daniel P. Thompson, Matt Rittenhouse, Alyson FrantzRBC Wealth ManagementBank of America Merrill Lynch$10310-28-2014
Stephen S. Brown, James P. GoetzStifel Nicolaus & Co.Bank of America Merrill Lynch$210-20-2014
Thomas Forma, Kevin NicholsMorgan Stanley Wealth ManagementBank of America Merrill Lynch$30010-17-2014
Richard PotashnerMorgan Stanley Wealth ManagementBank of America Merrill Lynch$13009-19-2014
Charles "Chip" PisoniRBC Wealth ManagementBank of America Merrill Lynch$25009-15-2014
Brian Brice, Tim BriceMorgan Stanley Wealth ManagementBank of America Merrill Lynch$409-08-2014
William B. Wolf, Ethan CollinsHightower AdvisorsBank of America Merrill Lynch$44008-29-2014
Bruce Lin, Michael Hartmeyer, Patrick Chan Wells Fargo AdvisorsBank of America Merrill Lynch$14208-29-2014
Kaylyn A. MaherUBS Financial ServicesBank of America Merrill Lynch$12008-28-2014
Jesse BengtsonRBC Wealth ManagementBank of America Merrill Lynch$23008-22-2014
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Showing 226 to 250 of 438 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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