Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kyle GearhartRaymond JamesBank of America Merrill Lynch$30012-19-2013
Jennifer Daniels, Karen LevyMorgan Stanley Wealth ManagementBank of America Merrill Lynch$15112-06-2013
Jason Taraszki UBS Financial ServicesBank of America Merrill Lynch$10012-02-2013
Jay Arbetter UBS Financial ServicesBank of America Merrill Lynch$17512-02-2013
Joshua M. BledsoeStifel Nicolaus & Co.Bank of America Merrill Lynch11-25-2013
Michael J. SullivanStifel Nicolaus & Co.Bank of America Merrill Lynch11-25-2013
Laurie C. KamhiHightower AdvisorsBank of America Merrill Lynch$32011-22-2013
Charles Andriole, Geoffrey G. Gregory, Matthew J. MontanaHightower AdvisorsBank of America Merrill Lynch$70011-15-2013
Mark Binder, Craig Chiate, Glenn Oratz, Scott BrownUBS Financial ServicesBank of America Merrill Lynch$310-29-2013
Christopher S. Gaal, Jeffrey C. HamiltonUBS Financial ServicesBank of America Merrill Lynch$57510-29-2013
David MandelUBS Financial ServicesBank of America Merrill Lynch$17510-29-2013
James B. Axelson, Barry F. PorterUBS Financial ServicesBank of America Merrill Lynch$55010-29-2013
James E. Chiate, Anthony D. GuinaneUBS Financial ServicesBank of America Merrill Lynch$50010-29-2013
M. Scott HarriesUBS Financial ServicesBank of America Merrill Lynch$50010-29-2013
Darren Graff, Natalya MuravchikJPMorgan Chase & Co.Bank of America Merrill Lynch10-25-2013
Joseph E. Opsahl, Christopher A. HatfieldTRUE Private Wealth AdvisorsBank of America Merrill Lynch10-25-2013
Garry W. BridgemanMorgan Stanley Wealth ManagementBank of America Merrill Lynch$66309-26-2013
Michael Climer, Wes ClimerWells Fargo AdvisorsBank of America Merrill Lynch$22009-25-2013
Gordon Kellam, Steven CereBB&T SecuritiesBank of America Merrill Lynch09-20-2013
Philip S. Hammitt, Jonathan Resin RBC Wealth ManagementBank of America Merrill Lynch$50009-20-2013
Kevin Guth, Stephen Fordyce, Jeremy SoboleskiSnowden Capital AdvisorsBank of America Merrill Lynch$50009-19-2013
Robert Finan, Anthony LaFonteMorgan Stanley Wealth ManagementBank of America Merrill Lynch$40009-12-2013
Michael C. Dawson, Stephan R. Farber, Stephen R. Cordill Deutsche BankBank of America Merrill Lynch$108-30-2013
Alan J. SpilkerRaymond JamesBank of America Merrill Lynch08-28-2013
Jason L. MossMorgan Stanley Wealth ManagementBank of America Merrill Lynch$13008-23-2013
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Showing 276 to 300 of 438 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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