Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Diana Freeburg, Daniel Hornblower, Paul DeRocheUBS Financial ServicesBank of America Merrill Lynch$27005-31-2013
Philip J. Weber Jr.Wells Fargo AdvisorsBank of America Merrill Lynch$12905-24-2013
Bruce T. McMillanWells Fargo AdvisorsBank of America Merrill Lynch$10504-26-2013
Greg BauerWells Fargo AdvisorsBank of America Merrill Lynch$7504-19-2013
Thomas J. McCann Jr.Morgan Stanley Wealth ManagementBank of America Merrill Lynch$20004-19-2013
Jay L. GeaslenAmeriprise FinancialBank of America Merrill Lynch$19404-08-2013
Gaston Abello, Felix JaimovichMorgan Stanley Wealth ManagementBank of America Merrill Lynch$16504-05-2013
Robert Iocco, Francis CiocariMorgan Stanley Wealth ManagementBank of America Merrill Lynch$20004-05-2013
Robert Locco, Francis CiocariMorgan Stanley Wealth ManagementBank of America Merrill Lynch$20004-05-2013
John Russo, Jerry West, Robert Schlueter, James MaherDynasty Financial PartnersBank of America Merrill Lynch$42003-28-2013
James P. Butler, James L. Butler, Neil ButlerWells Fargo AdvisorsBank of America Merrill Lynch$35603-28-2013
Mark Pentella, Jessica Palmer Morgan Stanley Wealth ManagementBank of America Merrill Lynch$12503-22-2013
Claire C. FriedrichsRaymond JamesBank of America Merrill Lynch$8003-22-2013
Sid Martin, Steve Clark, Wes KaufmanWells Fargo AdvisorsBank of America Merrill Lynch$68902-22-2013
Gregory C. Sarian, Francis X. Masse IIHightower AdvisorsBank of America Merrill Lynch$65002-15-2013
Nikesh Kadakia, Jospeh Pastore, Kirk SnyderMorgan Stanley Wealth ManagementBank of America Merrill Lynch02-15-2013
Victor CamaraMorgan Stanley Wealth ManagementBank of America Merrill Lynch$10001-18-2013
Paul Martin, Alfred Pasaoa, Michael RowlandWells Fargo AdvisorsBank of America Merrill Lynch$26701-11-2013
Tom Wozniak, Doug FreemanWells Fargo AdvisorsBank of America Merrill Lynch$21101-03-2013
Jeff Faucette, Tony WilliamsRaymond JamesBank of America Merrill Lynch$12412-07-2012
Richard Prybyl, Richard Farr, Steve HeadrickMorgan Stanley Wealth ManagementBank of America Merrill Lynch$24812-07-2012
Nancy Buttweiler, Kristopher Schultz, David PetersonMorgan Stanley Wealth ManagementBank of America Merrill Lynch$14112-03-2012
Luis Fuentes, Christopher Fuentes, Rosario HondermannMorgan Stanley Wealth ManagementBank of America Merrill Lynch$37311-30-2012
John DiCiaccio, Leah Thomson Snell, Jon LaMothe, Luis GonzalezSnowden Capital AdvisorsBank of America Merrill Lynch$50011-26-2012
Vince Costanzo, Rex MackMorgan Stanley Wealth ManagementBank of America Merrill Lynch$11511-23-2012
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Showing 301 to 325 of 438 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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