Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brant Giere, Lisa SzucsMorgan Stanley Wealth ManagementBank of America Merrill Lynch$21011-20-2012
Levent Bayrasli, Russell SmithAmeriprise FinancialBank of America Merrill Lynch$9511-16-2012
Tom TempleUBS Financial ServicesBank of America Merrill Lynch$20010-18-2012
David Evans, Nepeta Godec, Patty EckelberryRBC Wealth ManagementBank of America Merrill Lynch$17709-14-2012
Kevin Stophel, Matthew McCoyConcert Wealth ManagementBank of America Merrill Lynch$9009-13-2012
Hugh Anderson, Sheila Delutri Hightower AdvisorsBank of America Merrill Lynch$45008-31-2012
Mike PeQueen, Ned Evans, Adam ThurgoodHightower AdvisorsBank of America Merrill Lynch$34008-31-2012
W. Howard HumphreyWells Fargo AdvisorsBank of America Merrill Lynch$10108-24-2012
Robert Evans, Walt Shinault, Richard HastingsWells Fargo AdvisorsBank of America Merrill Lynch$25008-23-2012
Scott Robinson, Christian ReuterRBC Wealth ManagementBank of America Merrill Lynch$25008-17-2012
Myron T. BarkerUBS Financial ServicesBank of America Merrill Lynch$20008-17-2012
Christopher Agnew, Gary Hewitt, Darrell HenricksenMorgan Stanley Wealth ManagementBank of America Merrill Lynch$30007-27-2012
Lance HubenyWells Fargo AdvisorsBank of America Merrill Lynch$9807-25-2012
Jonathan SpaffordMorgan Stanley Wealth ManagementBank of America Merrill Lynch$14006-29-2012
Matthew Fields, Tonya NicholsRobert W. Baird & Co.Bank of America Merrill Lynch$17006-28-2012
Thomas McDavidMorgan Stanley Wealth ManagementBank of America Merrill Lynch$30006-22-2012
Brent Henry, Dustin Colebank, Mike HudsonMorgan Stanley Wealth ManagementBank of America Merrill Lynch$23006-22-2012
Salim KimiagarWells Fargo AdvisorsBank of America Merrill Lynch$17806-19-2012
Mike Clancy, Brad Anderson, Steve BurchUBS Financial ServicesBank of America Merrill Lynch$15006-18-2012
Robert GilsonMorgan Stanley Wealth ManagementBank of America Merrill Lynch$7506-15-2012
Satish DharwadkarMangoTree CapitalBank of America Merrill Lynch$3506-15-2012
Robert MorelandWells Fargo AdvisorsBank of America Merrill Lynch$10006-07-2012
Steven BriggsMorgan Stanley Wealth ManagementBank of America Merrill Lynch$20006-04-2012
James Harris, Pam AshleyMorgan Stanley Wealth ManagementBank of America Merrill Lynch$3,00005-25-2012
Jim HarrisMorgan Stanley Wealth ManagementBank of America Merrill Lynch$40005-25-2012
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Showing 326 to 350 of 438 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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