Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
The Lipset GroupLipset Wealth StrategiesBank of America Merrill Lynch$22505-25-2012
Richard WardStifel Nicolaus & Co.Bank of America Merrill Lynch$7405-18-2012
Richard Edwards, Scott BellWells Fargo AdvisorsBank of America Merrill Lynch$40005-16-2012
Terry TolbertAllen & Co. of FloridaBank of America Merrill Lynch$12105-01-2012
Steven CrabreeLPL FinancialBank of America Merrill Lynch$5004-21-2012
Daniel Gilham, Daniel WoodsWells Fargo AdvisorsBank of America Merrill Lynch$11604-19-2012
Mark SetoWells Fargo AdvisorsBank of America Merrill Lynch$13704-19-2012
Myles PritchardConcert Wealth ManagementBank of America Merrill Lynch$10004-06-2012
Palumbo, Short, D'Amato, Dixon GroupUBS Financial ServicesBank of America Merrill Lynch$75004-01-2012
Charles S. HoltHightower AdvisorsBank of America Merrill Lynch$20003-23-2012
Thomas A. DeRosaMorgan Stanley Wealth ManagementBank of America Merrill Lynch$10003-23-2012
Matthew Kilgroe, Peter Frantzis,Tommy KidwellUBS Financial ServicesBank of America Merrill Lynch$54003-20-2012
Keith Long, Joseph Reilly, Jason DevitoMorgan Stanley Wealth ManagementBank of America Merrill Lynch$38503-16-2012
David LoweAmeriprise FinancialBank of America Merrill Lynch$8803-09-2012
James 'Brad' Cross, Brad VannelliUBS Financial ServicesBank of America Merrill Lynch03-08-2012
Devin CondronMorgan Stanley Wealth ManagementBank of America Merrill Lynch$83003-06-2012
Kenneth Hoffman, Richard Steinberg, Jordan WaxmanHightower AdvisorsBank of America Merrill Lynch$103-05-2012
Harry Wall, Marc Young, Timothy A. Campisano, Brent A. CarltonRaymond JamesBank of America Merrill Lynch$85302-28-2012
Leo J. Kelly III, Brian GrumbachHightower AdvisorsBank of America Merrill Lynch$70002-27-2012
Peter SargentJanney Montgomery ScottBank of America Merrill Lynch$25002-27-2012
Evans PeayRaymond JamesBank of America Merrill Lynch$9202-24-2012
Lee Vaughan, John ConnellyRaymond JamesBank of America Merrill Lynch$12502-24-2012
Jeffrey Grange, Jeffrey HollisMorgan Stanley Wealth ManagementBank of America Merrill Lynch$22702-23-2012
Michael GreerWells Fargo AdvisorsBank of America Merrill Lynch$18302-17-2012
Ronald WinskiWells Fargo AdvisorsBank of America Merrill Lynch$10602-17-2012
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Showing 351 to 375 of 438 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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