Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Taylor Adams, Annie NorrisRaymond JamesBank of America Merrill Lynch$18002-16-2018
Andrew F. AubreyJanney Montgomery ScottBank of America Merrill Lynch$22002-14-2018
Gayle Johnson Hightower AdvisorsBank of America Merrill Lynch$11501-17-2018
Jeff Schottenstein, Stuart WechslerFirst Republic SecuritiesBank of America Merrill Lynch$1,50001-05-2018
Phillip Pierre ClosuitRaymond JamesBank of America Merrill Lynch$17001-04-2018
Dana Havens, Ryan Patterson, Delvan Mitchell Jr.Raymond JamesBank of America Merrill Lynch$30001-03-2018
Glen D. Smith, Robert L. CaseyRaymond JamesBank of America Merrill Lynch$26212-27-2017
William McLaughlin, John MurphyStifel Nicolaus & Co.Bank of America Merrill Lynch$11812-20-2017
Lin EdwardsWells Fargo AdvisorsBank of America Merrill Lynch$13012-08-2017
Arthur SpringerRaymond JamesBank of America Merrill Lynch$23012-08-2017
Brian InmanLPL FinancialBank of America Merrill Lynch$5812-08-2017
Peter ArnoldLPL FinancialBank of America Merrill Lynch$7912-08-2017
Drew WilliamsonUBS Financial ServicesBank of America Merrill Lynch$30011-30-2017
James Schillaci, Kevin Johns, Brian WenstrupUBS Financial ServicesBank of America Merrill Lynch$33511-30-2017
Jay Edzards, John CromlingUBS Financial ServicesBank of America Merrill Lynch$32111-30-2017
Michael Holland, Zach NewbyUBS Financial ServicesBank of America Merrill Lynch$56811-30-2017
Phillip MacDonald Stifel Nicolaus & Co.Bank of America Merrill Lynch$7011-20-2017
Joseph LauricellaUBS Financial ServicesBank of America Merrill Lynch$7011-03-2017
Rod Loewenthal, Kevin Kamholz, Betsy Mason, Justin McIntireUBS Financial ServicesBank of America Merrill Lynch$90011-03-2017
Matthew J. CramerJanney Montgomery ScottBank of America Merrill Lynch$15311-02-2017
Larry Prutch, Cengiz Volkan, Alan Goldstein, Neil FujitaRBC Wealth ManagementBank of America Merrill Lynch$61010-27-2017
David Schrader, Frank DeFrancoAmeriprise FinancialBank of America Merrill Lynch$14310-13-2017
Kevin KeithHightower AdvisorsBank of America Merrill Lynch$23010-10-2017
Marty Carroll, Jennifer CarrollRaymond JamesBank of America Merrill Lynch$16010-09-2017
Larry Lytle RBC Wealth ManagementBank of America Merrill Lynch$11510-03-2017
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Showing 51 to 75 of 438 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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