Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph CaselleUBS Financial ServicesBank of America Merrill Lynch$25009-29-2017
Scott McQuilken, Richard ReasonerArkadios CapitalBank of America Merrill Lynch$14009-15-2017
Brendan Flaherty, Sandra CummingsJanney Montgomery ScottBank of America Merrill Lynch$11609-06-2017
Cason Swinn, Daniel Toll, Tahirih TollRBC Wealth ManagementBank of America Merrill Lynch$35008-31-2017
Chris MacPherson, Evan Gilchrest, James PolinerJanney Montgomery ScottBank of America Merrill Lynch$11808-31-2017
Ronald ScottLPL FinancialBank of America Merrill Lynch$23108-31-2017
John Hardiman, William LeppingJanney Montgomery ScottBank of America Merrill Lynch$7708-30-2017
Ben Gordon, Laura Blair, Collin HartDynasty Financial PartnersBank of America Merrill Lynch$60008-28-2017
John Edgecomb Sr., John Robb Edgecomb Jr., Evette Mock-HernandezRaymond JamesBank of America Merrill Lynch$20008-22-2017
Frank Collins, Kim Lee Kenawell-HoffeckerDynasty Financial PartnersBank of America Merrill Lynch$25008-01-2017
Sharon Barton, Jay SpectorLPL FinancialBank of America Merrill Lynch$31107-28-2017
Gail Giclas Raymond JamesBank of America Merrill Lynch$37707-27-2017
Stephen Neff, Kim OhlerRaymond JamesBank of America Merrill Lynch$20007-27-2017
John DolanLPL FinancialBank of America Merrill Lynch$16107-26-2017
Brian Meulebrouck, George AndresUBS Financial ServicesBank of America Merrill Lynch$22007-12-2017
Jackie Kunkel, Don KunkelUBS Financial ServicesBank of America Merrill Lynch$75507-12-2017
Matthew Celenza, Shannon McLaughlin, Andrea Shieh, Andrew AielloDynasty Financial PartnersBank of America Merrill Lynch$1,00007-11-2017
Jordan Varela, Raquel ReynoldsWells Fargo AdvisorsBank of America Merrill Lynch$30007-07-2017
Stan Leavitt, David Pratt, Rachael MortonAmeriprise FinancialBank of America Merrill Lynch$46307-07-2017
Brian HartzellRaymond JamesBank of America Merrill Lynch$10006-30-2017
Danielle Ambrose, Diane HirschornFirst Republic SecuritiesBank of America Merrill Lynch$70006-30-2017
Paul Zambriski, Tyler PolsonWells Fargo AdvisorsBank of America Merrill Lynch$29006-30-2017
Brandt Haring, Joe SmartRBC Wealth ManagementBank of America Merrill Lynch$31806-29-2017
David J. AndersonWells Fargo AdvisorsBank of America Merrill Lynch$13806-29-2017
C. Kemper Wharton, M. Todd OneyRaymond JamesBank of America Merrill Lynch$50006-19-2017
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Showing 76 to 100 of 438 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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