Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dale Von HoffmannWaddell and ReedBank of America Merrill Lynch$10406-16-2017
Marcus SelvaSnowden Lane PartnersBank of America Merrill Lynch$21006-06-2017
Sandy Martin, Kirsty WalkerRaymond JamesBank of America Merrill Lynch$11005-30-2017
Gary Cook, Kristina Daniel, Beth DeckerRaymond JamesBank of America Merrill Lynch$24005-25-2017
Ron BakerRaymond JamesBank of America Merrill Lynch$10005-19-2017
Christopher Aitken, Shelby Aitken, and Ken TonningUBS Financial ServicesBank of America Merrill Lynch$90005-17-2017
Chris Rosamond, Arthur PatersonWilliam Blair & Co.Bank of America Merrill Lynch$20005-08-2017
Michael Miremadi, Christopher Heintz, Teresa UzetaUBS Financial ServicesBank of America Merrill Lynch$20005-05-2017
Euclides MorenoBolton Global CapitalBank of America Merrill Lynch$65005-02-2017
Michael Jeppson, Angie DusoRaymond JamesBank of America Merrill Lynch$40005-02-2017
Ira Katz, Daniel McNicholas, John Scala, Bryce WilinskiLPL FinancialBank of America Merrill Lynch$42004-28-2017
Walter StamperRaymond JamesBank of America Merrill Lynch$14704-27-2017
Larry Barocas, Debbie UrySnowden Lane PartnersBank of America Merrill Lynch$15004-25-2017
Jordan Plaster, Clark Scarvey, Harry ShumakerAmeriprise FinancialBank of America Merrill Lynch$33304-21-2017
Michael BorselloMorgan Stanley Wealth ManagementBank of America Merrill Lynch$13204-21-2017
Chris SpencerLPL FinancialBank of America Merrill Lynch$6904-20-2017
Joseph SheehanJanney Montgomery ScottBank of America Merrill Lynch$10104-20-2017
Joe PecheRBC Wealth ManagementBank of America Merrill Lynch$30004-19-2017
David Anderson, and George HallRaymond JamesBank of America Merrill Lynch$40004-19-2017
Ryan GuntherLPL FinancialBank of America Merrill Lynch$10104-13-2017
Michael O'FlahertyJanney Montgomery ScottBank of America Merrill Lynch$14404-07-2017
Andrew LeBlancBruderman BrothersBank of America Merrill Lynch$30003-31-2017
David JenningsJanney Montgomery ScottBank of America Merrill Lynch$13503-23-2017
Ashley Banks, Donna CarrollRaymond JamesBank of America Merrill Lynch$11203-22-2017
Brian Pick, Terri Fought, Michael Bridgham, Advisor Craig, Christine EngelRaymond JamesBank of America Merrill Lynch$35003-21-2017
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Showing 101 to 125 of 438 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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