Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Xerxes MullanDynasty Financial PartnersBank of America Merrill Lynch$30003-21-2017
David Lum, Michael Piazza, Theresa McMastersRaymond JamesBank of America Merrill Lynch$22003-15-2017
Jim Ewing, Michael ConaHightower AdvisorsBank of America Merrill Lynch$20003-13-2017
Ryan Kirby, Chris HayesSnowden Lane PartnersBank of America Merrill Lynch$45003-10-2017
Patricia Bennett, Heather Poole, Kristen SwansonRaymond JamesBank of America Merrill Lynch$13803-08-2017
Noah Doyle, Charles Princiotto, Sean MartinJanney Montgomery ScottBank of America Merrill Lynch$15003-06-2017
Bradford S. ParsonsRaymond JamesBank of America Merrill Lynch$11503-06-2017
Noah Doyle, Charles PrinciottoJanney Montgomery ScottBank of America Merrill Lynch$6303-02-2017
Kirk KolligianJanney Montgomery ScottBank of America Merrill Lynch$14502-23-2017
Michael TonerJanney Montgomery ScottBank of America Merrill Lynch$6502-16-2017
Dennis HallWells Fargo AdvisorsBank of America Merrill Lynch$20001-24-2017
Ira Friedman, Andrew SallisMorgan Stanley Wealth ManagementBank of America Merrill Lynch$36001-20-2017
Larry Rothenberg, Shaun Van Vliet, David FarberFirst Republic SecuritiesBank of America Merrill Lynch$1,30001-20-2017
William Troy Neat, Jason Redpath, Steven SpaethMorgan Stanley Wealth ManagementBank of America Merrill Lynch$60201-20-2017
Steven Culbert, Mark SmithRBC Wealth ManagementBank of America Merrill Lynch$14501-18-2017
Greg LunakRBC Wealth ManagementBank of America Merrill Lynch$16401-17-2017
Hank HollandFirst Republic SecuritiesBank of America Merrill Lynch$50001-17-2017
Brad WeinmanMorgan Stanley Wealth ManagementBank of America Merrill Lynch$24001-13-2017
Suzanne LaTourRaymond JamesBank of America Merrill Lynch$10001-13-2017
Margo ClarkeAmeriprise FinancialBank of America Merrill Lynch$24501-13-2017
David Persin, Zach Persin, Ted Simos, Kim BeattyRBC Wealth ManagementBank of America Merrill Lynch$23012-09-2016
Christian FelixBolton Global CapitalBank of America Merrill Lynch$12012-09-2016
Jeff Tutor, Natasha SparksStifel Nicolaus & Co.Bank of America Merrill Lynch$20012-08-2016
Michael RosnerRaymond JamesBank of America Merrill Lynch$11012-08-2016
Dennis SurmanekWells Fargo AdvisorsBank of America Merrill Lynch$7212-07-2016
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Showing 126 to 150 of 438 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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