Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael RussoWells Fargo AdvisorsBank of America Merrill Lynch$12512-07-2016
Frank Hundley, Craig McGovernJanney Montgomery ScottBank of America Merrill Lynch$8812-02-2016
George D. Ewins, Richard J. Kowalski, Theresa Swett Raymond JamesBank of America Merrill Lynch$44011-28-2016
Joseph DiVestea, Mark Mezzone, Maureen Macomber, Michael RodriguezRaymond JamesBank of America Merrill Lynch$30011-08-2016
William Thrush, Meghan Rump Hightower AdvisorsBank of America Merrill Lynch$25010-18-2016
Ken Griffen, Paul Vaida, Royden Grimm, Barry Saluk, Jared BloxsomJanney Montgomery ScottBank of America Merrill Lynch$80010-10-2016
Jake DawsonWaddell and AssociatesBank of America Merrill Lynch$14310-10-2016
Martin Enriquez, Miguel CortinaMorgan Stanley Wealth ManagementBank of America Merrill Lynch$60010-05-2016
Eric CownieWells Fargo AdvisorsBank of America Merrill Lynch$5009-21-2016
Elizabeth van Walleghem, Thomas ButlerDynasty Financial PartnersBank of America Merrill Lynch$55009-13-2016
Joseph Long, Brian SchneiweissStifel Nicolaus & Co.Bank of America Merrill Lynch$50009-06-2016
Arnold FeldmanLPL FinancialBank of America Merrill Lynch$5008-31-2016
Kevin BarnesFirst Republic SecuritiesBank of America Merrill Lynch$36008-26-2016
Frank CoussensAmeriprise FinancialBank of America Merrill Lynch$13208-19-2016
Samuel NunezBolton Global CapitalBank of America Merrill Lynch$12508-19-2016
Vivian Lin, Han LinMorgan Stanley Wealth ManagementBank of America Merrill Lynch$25008-18-2016
Thomas MaysRaymond JamesBank of America Merrill Lynch$10508-07-2016
Robert Duncan, Bradley Newman, Zachary BrevermanWells Fargo AdvisorsBank of America Merrill Lynch$40007-26-2016
Oscar GuevaraBolton Global CapitalBank of America Merrill Lynch$8007-18-2016
Sam DeGennaroSnowden Lane PartnersBank of America Merrill Lynch$18007-18-2016
William Lloyd, Andrew Means, Peter WillseaStifel Nicolaus & Co.Bank of America Merrill Lynch$65507-07-2016
Tanya Duarte, Archibaldo VasquezBolton Global CapitalBank of America Merrill Lynch$22506-20-2016
Felipe BallestasBolton Global CapitalBank of America Merrill Lynch$17506-18-2016
Lauren Pearson Hightower AdvisorsBank of America Merrill Lynch$5006-17-2016
Sanya MulhernRBC Wealth ManagementBank of America Merrill Lynch$15006-07-2016
« Previous PageNext Page »

Showing 151 to 175 of 438 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.