Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew C. OberUBS Financial ServicesBank of America Merrill Lynch$16004-22-2015
Baldwin, Naples, AssociatesUBS Financial ServicesBank of America Merrill Lynch$47001-27-2012
Barry MitchellUBS Financial ServicesBank of America Merrill Lynch$29012-06-2011
Brian Meulebrouck, George AndresUBS Financial ServicesBank of America Merrill Lynch$22007-12-2017
Christopher Aitken, Shelby Aitken, and Ken TonningUBS Financial ServicesBank of America Merrill Lynch$90005-17-2017
Christopher Neri, Kevin Pacciano, Gary HardenUBS Financial ServicesBank of America Merrill Lynch$35006-06-2010
Christopher S. Gaal, Jeffrey C. HamiltonUBS Financial ServicesBank of America Merrill Lynch$57510-29-2013
Dan RebmannUBS Financial ServicesBank of America Merrill Lynch03-31-2011
David Ciccone, Robert Taylor, Tom HarsanyiUBS Financial ServicesBank of America Merrill Lynch$21004-21-2010
David CreaseyUBS Financial ServicesBank of America Merrill Lynch$109-10-2010
David MandelUBS Financial ServicesBank of America Merrill Lynch$17510-29-2013
David WinchellUBS Financial ServicesBank of America Merrill Lynch$11907-09-2010
Davis De Montluzin, Michael Melnyk, Carolyn SmithUBS Financial ServicesBank of America Merrill Lynch$25808-04-2011
Diana Freeburg, Daniel Hornblower, Paul DeRocheUBS Financial ServicesBank of America Merrill Lynch$27005-31-2013
Douglas TwohillUBS Financial ServicesBank of America Merrill Lynch$24011-17-2014
Drew WilliamsonUBS Financial ServicesBank of America Merrill Lynch$30011-30-2017
Gary Amaral UBS Financial ServicesBank of America Merrill Lynch$33005-08-2015
Jackie Kunkel, Don KunkelUBS Financial ServicesBank of America Merrill Lynch$75507-12-2017
James 'Brad' Cross, Brad VannelliUBS Financial ServicesBank of America Merrill Lynch03-08-2012
James B. Axelson, Barry F. PorterUBS Financial ServicesBank of America Merrill Lynch$55010-29-2013
James E. Chiate, Anthony D. GuinaneUBS Financial ServicesBank of America Merrill Lynch$50010-29-2013
James E. HulburdUBS Financial ServicesBank of America Merrill Lynch$111-17-2014
James LipariUBS Financial ServicesBank of America Merrill Lynch$23009-03-2015
James Schillaci, Kevin Johns, Brian WenstrupUBS Financial ServicesBank of America Merrill Lynch$33511-30-2017
Jamie Schade, Mark HenestofelUBS Financial ServicesBank of America Merrill Lynch$50010-05-2018
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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