Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Binder, Craig Chiate, Glenn Oratz, Scott BrownUBS Financial ServicesBank of America Merrill Lynch$310-29-2013
Christopher S. Gaal, Jeffrey C. HamiltonUBS Financial ServicesBank of America Merrill Lynch$57510-29-2013
David MandelUBS Financial ServicesBank of America Merrill Lynch$17510-29-2013
James B. Axelson, Barry F. PorterUBS Financial ServicesBank of America Merrill Lynch$55010-29-2013
James E. Chiate, Anthony D. GuinaneUBS Financial ServicesBank of America Merrill Lynch$50010-29-2013
M. Scott HarriesUBS Financial ServicesBank of America Merrill Lynch$50010-29-2013
Diana Freeburg, Daniel Hornblower, Paul DeRocheUBS Financial ServicesBank of America Merrill Lynch$27005-31-2013
Tom TempleUBS Financial ServicesBank of America Merrill Lynch$20010-18-2012
Myron T. BarkerUBS Financial ServicesBank of America Merrill Lynch$20008-17-2012
Mike Clancy, Brad Anderson, Steve BurchUBS Financial ServicesBank of America Merrill Lynch$15006-18-2012
Palumbo, Short, D'Amato, Dixon GroupUBS Financial ServicesBank of America Merrill Lynch$75004-01-2012
Matthew Kilgroe, Peter Frantzis,Tommy KidwellUBS Financial ServicesBank of America Merrill Lynch$54003-20-2012
James 'Brad' Cross, Brad VannelliUBS Financial ServicesBank of America Merrill Lynch03-08-2012
Steve Eubanks, Michael LappinUBS Financial ServicesBank of America Merrill Lynch$75002-07-2012
Baldwin, Naples, AssociatesUBS Financial ServicesBank of America Merrill Lynch$47001-27-2012
Barry MitchellUBS Financial ServicesBank of America Merrill Lynch$29012-06-2011
Davis De Montluzin, Michael Melnyk, Carolyn SmithUBS Financial ServicesBank of America Merrill Lynch$25808-04-2011
Margaret Lech-LoubetUBS Financial ServicesBank of America Merrill Lynch$54208-04-2011
Tom Ulrich, Nick BryanUBS Financial ServicesBank of America Merrill Lynch$26006-03-2011
Michael Monatlik, Leor TzourUBS Financial ServicesBank of America Merrill Lynch$18304-05-2011
Dan RebmannUBS Financial ServicesBank of America Merrill Lynch03-31-2011
Louise GundersonUBS Financial ServicesBank of America Merrill Lynch$65002-25-2011
Philip Jordan, Irving SilverUBS Financial ServicesBank of America Merrill Lynch$80011-23-2010
Troy Bryant, Eric Watson, Bart Gibson, William Murphy, Kyle Harris, Eric Buckner, Philip Lazzari, Mark StevensUBS Financial ServicesBank of America Merrill Lynch$50011-19-2010
John Coleman, Elaine FitzgeraldUBS Financial ServicesBank of America Merrill Lynch$5011-04-2010
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Showing 26 to 50 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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