Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christian ConroyMorgan Stanley Wealth ManagementBank of America Merrill Lynch10-05-2018
Christopher P. WilkensRBC Wealth ManagementBank of America Merrill Lynch$6005-30-2018
Michael TaggartJPMorgan Chase & Co.Bank of America Merrill Lynch$80005-11-2018
William McLaughlin, John MurphyStifel Nicolaus & Co.Bank of America Merrill Lynch$11812-20-2017
Arthur SpringerRaymond JamesBank of America Merrill Lynch$23012-08-2017
John Hardiman, William LeppingJanney Montgomery ScottBank of America Merrill Lynch$7708-30-2017
Chris Rosamond, Arthur PatersonWilliam Blair & Co.Bank of America Merrill Lynch$20005-08-2017
Ira Katz, Daniel McNicholas, John Scala, Bryce WilinskiLPL FinancialBank of America Merrill Lynch$42004-28-2017
Andrew LeBlancBruderman BrothersBank of America Merrill Lynch$30003-31-2017
Xerxes MullanDynasty Financial PartnersBank of America Merrill Lynch$30003-21-2017
Noah Doyle, Charles Princiotto, Sean MartinJanney Montgomery ScottBank of America Merrill Lynch$15003-06-2017
Noah Doyle, Charles PrinciottoJanney Montgomery ScottBank of America Merrill Lynch$6303-02-2017
Ira Friedman, Andrew SallisMorgan Stanley Wealth ManagementBank of America Merrill Lynch$36001-20-2017
Larry Rothenberg, Shaun Van Vliet, David FarberFirst Republic SecuritiesBank of America Merrill Lynch$1,30001-20-2017
Dennis SurmanekWells Fargo AdvisorsBank of America Merrill Lynch$7212-07-2016
Michael RussoWells Fargo AdvisorsBank of America Merrill Lynch$12512-07-2016
Joseph DiVestea, Mark Mezzone, Maureen Macomber, Michael RodriguezRaymond JamesBank of America Merrill Lynch$30011-08-2016
Joseph Long, Brian SchneiweissStifel Nicolaus & Co.Bank of America Merrill Lynch$50009-06-2016
Arnold FeldmanLPL FinancialBank of America Merrill Lynch$5008-31-2016
William Lloyd, Andrew Means, Peter WillseaStifel Nicolaus & Co.Bank of America Merrill Lynch$65507-07-2016
LaRue GibsonHightower AdvisorsBank of America Merrill Lynch$30006-06-2016
Joseph HubbellSnowden Lane PartnersBank of America Merrill Lynch$10005-13-2016
Michael SauerbornRaymond JamesBank of America Merrill Lynch$32504-07-2016
Chris Mahoney, Kevin Mahoney, Mark C. Marotta, Kristen Koluch, Phil MurphyRaymond JamesBank of America Merrill Lynch$211-13-2015
Stephen S. Brown, James P. GoetzStifel Nicolaus & Co.Bank of America Merrill Lynch$210-20-2014
Next Page »

Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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