Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Kernicky, Michael J. Kernicky, John KernickyJanney Montgomery ScottBank of America Merrill Lynch$23508-20-2018
Michael Henley, Steve Macano, Tracy B. McGuirePurshe Kaplan Sterling InvestmentsBank of America Merrill Lynch07-27-2018
Leo M. Connors, Leo M. Connors Jr.Janney Montgomery ScottBank of America Merrill Lynch$13305-23-2018
Nicole SennettRaymond JamesBank of America Merrill Lynch$21603-28-2018
Matthew J. CramerJanney Montgomery ScottBank of America Merrill Lynch$15311-02-2017
Kevin KeithHightower AdvisorsBank of America Merrill Lynch$23010-10-2017
Frank Collins, Kim Lee Kenawell-HoffeckerDynasty Financial PartnersBank of America Merrill Lynch$25008-01-2017
Joseph SheehanJanney Montgomery ScottBank of America Merrill Lynch$10104-20-2017
Brian Pick, Terri Fought, Michael Bridgham, Advisor Craig, Christine EngelRaymond JamesBank of America Merrill Lynch$35003-21-2017
Frank Hundley, Craig McGovernJanney Montgomery ScottBank of America Merrill Lynch$8812-02-2016
Eric CownieWells Fargo AdvisorsBank of America Merrill Lynch$5009-21-2016
David S. Loeb Jr., Edward (Ted) Fernberger Jr., Jim Fernberger, Alex Fernberger, Donna Dembeck, Jean SchneiderRaymond JamesBank of America Merrill Lynch$1,30003-01-2016
Peter Loncar, Brent SteinRaymond JamesBank of America Merrill Lynch$30011-18-2015
Kurt KharoufRBC Wealth ManagementBank of America Merrill Lynch$11705-29-2015
Robert E. Feldman, Donna G. Bowler Snowden Lane PartnersBank of America Merrill Lynch$22501-26-2015
Samuel W. Spanos, Gennaro 'Jerry' Marsico, Todd C. Todorich, Robert M. Lewis, George Kruth, Mark OÕLeary, Joseph D. ThompsonRaymond JamesBank of America Merrill Lynch$53511-17-2014
Robert J. BowmanSnowden Lane PartnersBank of America Merrill Lynch08-04-2014
Herman L. Rij, Jason B. Cort, Kori Lannon, and Brian C. CortFocus Financial PartnersBank of America Merrill Lynch$75005-22-2014
Martin LutschaunigJanney Montgomery ScottBank of America Merrill Lynch$25003-19-2014
Robert Iocco, Francis CiocariMorgan Stanley Wealth ManagementBank of America Merrill Lynch$20004-05-2013
Robert Locco, Francis CiocariMorgan Stanley Wealth ManagementBank of America Merrill Lynch$20004-05-2013
Peter SargentJanney Montgomery ScottBank of America Merrill Lynch$25002-27-2012

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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