Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Grayson HopperStifel Nicolaus & Co.Bank of America Merrill Lynch$7403-01-2019
Don BescherBb&TBank of America Merrill Lynch$38606-21-2018
Ric KellogLPL FinancialBank of America Merrill Lynch$12304-24-2018
Glen D. Smith, Robert L. CaseyRaymond JamesBank of America Merrill Lynch$26212-27-2017
Lin EdwardsWells Fargo AdvisorsBank of America Merrill Lynch$13012-08-2017
Michael Holland, Zach NewbyUBS Financial ServicesBank of America Merrill Lynch$56811-30-2017
Ben Gordon, Laura Blair, Collin HartDynasty Financial PartnersBank of America Merrill Lynch$60008-28-2017
John Edgecomb Sr., John Robb Edgecomb Jr., Evette Mock-HernandezRaymond JamesBank of America Merrill Lynch$20008-22-2017
Brian HartzellRaymond JamesBank of America Merrill Lynch$10006-30-2017
Marcus SelvaSnowden Lane PartnersBank of America Merrill Lynch$21006-06-2017
Larry Barocas, Debbie UrySnowden Lane PartnersBank of America Merrill Lynch$15004-25-2017
Martin Enriquez, Miguel CortinaMorgan Stanley Wealth ManagementBank of America Merrill Lynch$60010-05-2016
Pradeep GokhaleAmeriprise FinancialBank of America Merrill Lynch$7505-20-2016
Robert Gorman Wells Fargo AdvisorsBank of America Merrill Lynch$10004-29-2016
Elaine ElliottWells Fargo AdvisorsBank of America Merrill Lynch06-12-2015
Sandra J. HudginsAmeriprise FinancialBank of America Merrill Lynch$10008-22-2014
Jason Taraszki UBS Financial ServicesBank of America Merrill Lynch$10012-02-2013
Jay Arbetter UBS Financial ServicesBank of America Merrill Lynch$17512-02-2013
Michael C. Dawson, Stephan R. Farber, Stephen R. Cordill Deutsche BankBank of America Merrill Lynch$108-30-2013
Lee Vaughan, John ConnellyRaymond JamesBank of America Merrill Lynch$12502-24-2012
Scott Fortney, Grant FortneyMorgan Stanley Wealth ManagementBank of America Merrill Lynch$88501-10-2012
Dan RebmannUBS Financial ServicesBank of America Merrill Lynch03-31-2011
Craig CampbellWells Fargo AdvisorsBank of America Merrill Lynch$14610-07-2010
Tom JenkinsUBS Financial ServicesBank of America Merrill Lynch$45009-13-2010
David CreaseyUBS Financial ServicesBank of America Merrill Lynch$109-10-2010
Next Page »

Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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