Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Grayson HopperStifel Nicolaus & Co.Bank of America Merrill Lynch$7403-01-2019
Doug HaskinWells Fargo AdvisorsBank of America Merrill Lynch$6602-01-2019
Joseph CrespiStifel Nicolaus & Co.Bank of America Merrill Lynch$20612-14-2018
Ronald H. Holmes, Whitney E. RileyJanney Montgomery ScottBank of America Merrill Lynch$20011-30-2018
Rick McDonaldViridian AdvisorsBank of America Merrill Lynch11-13-2018
Lawrence McDonnell, Frank McDonnellRaymond JamesBank of America Merrill Lynch11-09-2018
Dan DwyerFirst Republic SecuritiesBank of America Merrill Lynch$16011-02-2018
Chris Buccheri, Dave HarrisStifel Nicolaus & Co.Bank of America Merrill Lynch$33011-01-2018
Gary Pace, Joshua PaceFirst Republic SecuritiesBank of America Merrill Lynch$18010-26-2018
Lee CrockerRFG AdvisoryBank of America Merrill Lynch$3010-26-2018
Gordon Nearing, Pamela DallasRBC Wealth ManagementBank of America Merrill Lynch$23010-18-2018
Nick Ciriello, Elizabeth ZimmerRBC Wealth ManagementBank of America Merrill Lynch$55010-12-2018
Joseph Gronwald, Ryan Katahara, David NakamotoAmeriprise FinancialBank of America Merrill Lynch$18810-05-2018
Christian ConroyMorgan Stanley Wealth ManagementBank of America Merrill Lynch10-05-2018
Gregory Chevrier, Walter GrubbsMorgan Stanley Wealth ManagementBank of America Merrill Lynch10-05-2018
Jamie Schade, Mark HenestofelUBS Financial ServicesBank of America Merrill Lynch$50010-05-2018
Martin Rice Beau BarrettDavid A. NoyesBank of America Merrill Lynch$24009-28-2018
John "Quint" AndrewsRaymond JamesBank of America Merrill Lynch$11009-25-2018
Neil Abney, Trisha AbneyAmeriprise FinancialBank of America Merrill Lynch$10009-14-2018
Patrick StrehlStifel Nicolaus & Co.Bank of America Merrill Lynch$16909-04-2018
Jason Hostetler, Tina MiggeStratos Wealth AllianceBank of America Merrill Lynch$15008-30-2018
Michael FellerStratos Wealth AllianceBank of America Merrill Lynch$17008-30-2018
David Patton, Miles O’Mailia, Theresa CooperRaymond JamesBank of America Merrill Lynch$23508-20-2018
Michael Kernicky, Michael J. Kernicky, John KernickyJanney Montgomery ScottBank of America Merrill Lynch$23508-20-2018
Michael Henley, Steve Macano, Tracy B. McGuirePurshe Kaplan Sterling InvestmentsBank of America Merrill Lynch07-27-2018
Next Page »

Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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