Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Larry Cummings, Clifford Wang RBC Wealth ManagementBarclays$010-15-2015
Jerry Lucas, Megan Sclafani, Peter Gambee, Michael CohenDynasty Financial PartnersBarclays$1,00010-14-2015
Daniela Pedley, Lauren CosulichDynasty Financial PartnersBarclays$50008-18-2015
Louis GreifMorgan Stanley Wealth ManagementBarclays$008-03-2015
Jim Ertmann, Ben Foster Bank of America Merrill LynchBarclays$80007-28-2015
Jack Petersen, James Cantelupe, Peter Lee, Tom Palecek, David Romhilt, John ScarboroughDynasty Financial PartnersBarclays$3,00007-24-2015
Jason Hutton, Steven GottliebBank of America Merrill LynchBarclays$52007-23-2015
Kerri Connellan, Jim PucciarelliMorgan Stanley Wealth ManagementBarclays$1,00007-13-2015
Peter Kong, John ShawBank of America Merrill LynchBarclays$007-10-2015
Barry Schneider, Cris Bera, Chris Dewhurst Bank of America Merrill LynchBarclays$75006-19-2015
Michael Blaustein, Maureen ClancyWells Fargo AdvisorsBarclays$65004-16-2015
Kevin D. LaurieDeutsche BankBarclays$010-14-2014
James Clarke, Philip WeyheBank of America Merrill LynchBarclays$28505-22-2014
Steven Guggenheimer, George ZakiJanney Montgomery ScottBarclays$21403-07-2014
Ileana D. PlattRBC Wealth ManagementBarclays$24003-05-2014
Francesca ZavoltaMorgan Stanley Wealth ManagementBarclays$7410-04-2013
Howard ShallcrossMorgan Stanley Wealth ManagementBarclays$8011-23-2012
Matt Celenza, Larry DiGioiaBank of America Merrill LynchBarclays$79007-06-2012
Eliot RossMorgan Stanley Wealth ManagementBarclays$9806-29-2012

Showing 1 to 19 of 19 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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