Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Larry Cummings, Clifford Wang RBC Wealth ManagementBarclays10-15-2015
Louis GreifMorgan Stanley Wealth ManagementBarclays08-03-2015
Peter Kong, John ShawBank of America Merrill LynchBarclays07-10-2015
Kevin D. LaurieDeutsche BankBarclays10-14-2014
Jerry Lucas, Megan Sclafani, Peter Gambee, Michael CohenDynasty Financial PartnersBarclays$110-14-2015
Kerri Connellan, Jim PucciarelliMorgan Stanley Wealth ManagementBarclays$107-13-2015
Jack Petersen, James Cantelupe, Peter Lee, Tom Palecek, David Romhilt, John ScarboroughDynasty Financial PartnersBarclays$307-24-2015
Francesca ZavoltaMorgan Stanley Wealth ManagementBarclays$7410-04-2013
Howard ShallcrossMorgan Stanley Wealth ManagementBarclays$8011-23-2012
Eliot RossMorgan Stanley Wealth ManagementBarclays$9806-29-2012
Steven Guggenheimer, George ZakiJanney Montgomery ScottBarclays$21403-07-2014
Ileana D. PlattRBC Wealth ManagementBarclays$24003-05-2014
James Clarke, Philip WeyheBank of America Merrill LynchBarclays$28505-22-2014
Daniela Pedley, Lauren CosulichDynasty Financial PartnersBarclays$50008-18-2015
Jason Hutton, Steven GottliebBank of America Merrill LynchBarclays$52007-23-2015
Michael Blaustein, Maureen ClancyWells Fargo AdvisorsBarclays$65004-16-2015
Barry Schneider, Cris Bera, Chris Dewhurst Bank of America Merrill LynchBarclays$75006-19-2015
Matt Celenza, Larry DiGioiaBank of America Merrill LynchBarclays$79007-06-2012
Jim Ertmann, Ben Foster Bank of America Merrill LynchBarclays$80007-28-2015

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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