Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Robert FerconioUBS Financial Services Inc.Barclays Capital Inc.02-27-2009
Gregory Keith LoweryUBS Financial Services Inc.Barclays Capital Inc.03-06-2009
Michael Fitzgerald LuptonWells Fargo Clearing Services, LLCBarclays Capital Inc.04-13-2009
Nana Bemah AdaeJ.P. Morgan Securities LLCBarclays Capital Inc.06-15-2009
Raul Alfonso IsernLPL Financial LLCBarclays Capital Inc.$1011-10-2009
Yunjin LeeMorgan StanleyBarclays Capital Inc.12-07-2009
John LaurinoJ.P. Morgan Securities LLCBarclays Capital Inc.01-26-2010
Hratch Samuel ArukianOppenheimer & Co. Inc.Barclays Capital Inc.05-03-2010
Eduardo Alvarez AndreuMorgan StanleyBarclays Capital Inc.05-21-2010
Giro Michael MaddalunaNYLIFE Securities LLCBarclays Capital Inc.06-04-2010
Belkis Jemela KnudsvigWells Fargo Clearing Services, LLCBarclays Capital Inc.06-07-2010
John Joseph O'ConnorUBS Financial Services Inc.Barclays Capital Inc.$5006-28-2010
Jason Todd TaylorJ.P. Morgan Securities LLCBarclays Capital Inc.08-31-2010
Robert Leo Holland Jr.J.P. Morgan Securities LLCBarclays Capital Inc.04-15-2011
Richard B. Goodwyn Jr.J.P. Morgan Securities LLCBarclays Capital Inc.04-15-2011
Terence Mark ZaleskiGoldman Sachs & Co.Barclays Capital Inc.05-09-2011
Sean Kennedy ReganJ.P. Morgan Securities LLCBarclays Capital Inc.06-03-2011
Dean Hurst ThompsonJ.P. Morgan Securities LLCBarclays Capital Inc.06-20-2011
Milin Shyam RaoMorgan StanleyBarclays Capital Inc.09-06-2011
Brian Patrick DriscollJ.P. Morgan Securities LLCBarclays Capital Inc.$15009-22-2011
John Blair NicholasOppenheimer & Co. Inc.Barclays Capital Inc.12-01-2011
Stephen Michael KincadeMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.01-27-2012
Julian IragorriUBS Financial Services Inc.Barclays Capital Inc.03-13-2012
John GieseRBC Capital Markets, LLCBarclays Capital Inc.04-16-2012
Mark Thomas LindeeWells Fargo Clearing Services, LLCBarclays Capital Inc.$5005-18-2012
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Showing 1 to 25 of 221 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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