Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Justin FrankMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.09-15-2015
Mark David FinneganMorgan StanleyBarclays Capital Inc.$2509-21-2015
Christopher Allan Gillette, Christine Elizabeth GentilucciMorgan StanleyBarclays Capital Inc.09-21-2015
James F Fitzgerald IIIMorgan StanleyBarclays Capital Inc.09-21-2015
Clifford G. WangRBC Capital Markets, LLCBarclays Capital Inc.$10010-12-2015
Lawrence William Cummings Jr.RBC Capital Markets, LLCBarclays Capital Inc.10-12-2015
David Francis ManciMorgan StanleyBarclays Capital Inc.10-20-2015
Ginny Rae NealMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.10-26-2015
Kevin Connors McCooeyJ.P. Morgan Securities LLCBarclays Capital Inc.$15010-30-2015
John E KoechelerJ.P. Morgan Securities LLCBarclays Capital Inc.10-30-2015
Brian Kent MaddoxStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$15012-04-2015
Adam Vartan TopalianStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$15012-04-2015
Gregory Allen DelmonteStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$15012-04-2015
Michael Louis ArpaiaStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$15012-04-2015
Alexander Jerome WitherillStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$15012-04-2015
John L. HageStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$15012-04-2015
Gary Edward AdkinStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$15012-04-2015
James J LeeStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$15012-04-2015
Jonathan H. PakulaStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$10012-04-2015
Edward MoldaverStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$10012-04-2015
Michael C. AmatoStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$10012-04-2015
Scott Evan ZelnickStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$10012-04-2015
Matthew Aaron HodusStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$10012-04-2015
Jonathan Steven HarrisStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$10012-04-2015
Eric Parker DennettStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$10012-04-2015
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Showing 126 to 150 of 221 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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