Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron J. BlumenthalMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.07-24-2015
Abbey H GladstoneMorgan StanleyBarclays Capital Inc.05-30-2012
Adam G. ShafiroffJefferies LLCBarclays Capital Inc.10-17-2014
Adam Vartan TopalianStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$15012-04-2015
Alan Duff BloomingdaleStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Alexander Jerome WitherillStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$15012-04-2015
Andrew E. DreisigerWells Fargo Clearing Services, LLCBarclays Capital Inc.04-29-2015
Andrew HutsellStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Andrew Stuart LeventhalMorgan StanleyBarclays Capital Inc.$10004-17-2014
Anthony R RuscignoStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Ari Jordan SparStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Avideh SafaeiJ.P. Morgan Securities LLCBarclays Capital Inc.05-18-2015
Barry Alan PedersonUBS Financial Services Inc.Barclays Capital Inc.$5008-13-2014
Belkis Jemela KnudsvigWells Fargo Clearing Services, LLCBarclays Capital Inc.06-07-2010
Benjamin Fereidoon MahdaviS F Sentry Securities, Inc.Barclays Capital Inc.04-22-2014
Benny Omar Torres-SanchezUBS Financial Services Inc.Barclays Capital Inc.03-01-2013
Brandon Ross FeldmanStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Brett Scott FleckmanStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Brian John KellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.06-16-2015
Brian Kent MaddoxStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$15012-04-2015
Brian Lee LowenthalUBS Financial Services Inc.Barclays Capital Inc.$2510-20-2014
Brian Patrick DriscollJ.P. Morgan Securities LLCBarclays Capital Inc.$15009-22-2011
Caitlin Michelle BeshearsEdward JonesBarclays Capital Inc.12-17-2012
Carlos Alberto GalloMorgan StanleyBarclays Capital Inc.11-15-2013
Carmine N. Rullo, Steven Gaziano, Gregory H BarbeauMorgan StanleyBarclays Capital Inc.$2509-13-2013
Next Page »

Showing 1 to 25 of 221 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.