Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Top States

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank V. DebenedittisDeutsche Bank Securities Inc.Barclays Capital Inc.02-23-2016
Kathryn L. MacchiavernaDeutsche Bank Securities Inc.Barclays Capital Inc.10-12-2015
Mark Ian LeytonDeutsche Bank Securities Inc.Barclays Capital Inc.$10010-01-2015
John Zachary ShillingfordDeutsche Bank Securities Inc.Barclays Capital Inc.10-01-2015
Kevin Douglas LaurieDeutsche Bank Securities Inc.Barclays Capital Inc.10-14-2014
Hernan P KorinDeutsche Bank Securities Inc.Barclays Capital Inc.07-22-2014
Kyle WangDeutsche Bank Securities Inc.Barclays Capital Inc.05-28-2014
Christopher James GuttillaDeutsche Bank Securities Inc.Barclays Capital Inc.$20003-24-2014
Diego CanaldaDeutsche Bank Securities Inc.Barclays Capital Inc.$10002-04-2014
Roman MeyerhansDeutsche Bank Securities Inc.Barclays Capital Inc.01-28-2014
Diego De La LamaDeutsche Bank Securities Inc.Barclays Capital Inc.01-27-2014
Narciso MunozDeutsche Bank Securities Inc.Barclays Capital Inc.01-27-2014
Michael Alexander GorunDeutsche Bank Securities Inc.Barclays Capital Inc.05-31-2013
Joseph Fewsmith Lord IIIDeutsche Bank Securities Inc.Barclays Capital Inc.03-26-2012
Peter Rene BuchignaniDeutsche Bank Securities Inc.Barclays Capital Inc.01-06-2012
Matthew Anthony FinkDeutsche Bank Securities Inc.Barclays Capital Inc.04-06-2011

Showing 1 to 16 of 16 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.