Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Morris J. Clarke Jr.J.P. Morgan Securities LLCBarclays Capital Inc.06-17-2009
John LaurinoJ.P. Morgan Securities LLCBarclays Capital Inc.01-26-2010
Mark Benjamin LewisJ.P. Morgan Securities LLCBarclays Capital Inc.06-03-2010
Jason Todd TaylorJ.P. Morgan Securities LLCBarclays Capital Inc.08-31-2010
Robert Leo Holland Jr.J.P. Morgan Securities LLCBarclays Capital Inc.04-15-2011
Richard B. Goodwyn Jr.J.P. Morgan Securities LLCBarclays Capital Inc.04-15-2011
Carlos Ferrero Bonzon Jr.J.P. Morgan Securities LLCBarclays Capital Inc.04-15-2011
Mario Rene LamarJ.P. Morgan Securities LLCBarclays Capital Inc.$15004-15-2011
Michael D LeeJ.P. Morgan Securities LLCBarclays Capital Inc.04-15-2011
Jacqueline Marlene SchleimerJ.P. Morgan Securities LLCBarclays Capital Inc.05-03-2011
Henry Morgan Lawrence IIIJ.P. Morgan Securities LLCBarclays Capital Inc.06-03-2011
Sean Kennedy ReganJ.P. Morgan Securities LLCBarclays Capital Inc.06-03-2011
Dean Hurst ThompsonJ.P. Morgan Securities LLCBarclays Capital Inc.06-20-2011
Gilbert Stroud Scarborough IVJ.P. Morgan Securities LLCBarclays Capital Inc.06-24-2011
Mark Steven GlasserJ.P. Morgan Securities LLCBarclays Capital Inc.09-16-2011
Christopher Scott MergardtJ.P. Morgan Securities LLCBarclays Capital Inc.09-19-2011
Brian Patrick DriscollJ.P. Morgan Securities LLCBarclays Capital Inc.$15009-22-2011
Sarah Conroy HickeyJ.P. Morgan Securities LLCBarclays Capital Inc.10-10-2011
Bradley Evan BerdowJ.P. Morgan Securities LLCBarclays Capital Inc.08-28-2012
Kimberly Dawn EngelnJ.P. Morgan Securities LLCBarclays Capital Inc.10-08-2012
Barton Medlen BonneyJ.P. Morgan Securities LLCBarclays Capital Inc.$5008-23-2013
Neil David StangaJ.P. Morgan Securities LLCBarclays Capital Inc.12-15-2014
Avideh SafaeiJ.P. Morgan Securities LLCBarclays Capital Inc.05-18-2015
Brian Christopher TurnerJ.P. Morgan Securities LLCBarclays Capital Inc.05-18-2015
Ian Peter RatnerJ.P. Morgan Securities LLCBarclays Capital Inc.06-17-2015
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.