Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Avideh SafaeiJ.P. Morgan Securities LLCBarclays Capital Inc.05-18-2015
Brian Patrick DriscollJ.P. Morgan Securities LLCBarclays Capital Inc.$15009-22-2011
Carlos Ferrero Bonzon Jr.J.P. Morgan Securities LLCBarclays Capital Inc.04-15-2011
Christopher Scott MergardtJ.P. Morgan Securities LLCBarclays Capital Inc.09-19-2011
Gilbert Stroud Scarborough IVJ.P. Morgan Securities LLCBarclays Capital Inc.06-24-2011
Henry Morgan Lawrence IIIJ.P. Morgan Securities LLCBarclays Capital Inc.06-03-2011
Ian Peter RatnerJ.P. Morgan Securities LLCBarclays Capital Inc.06-17-2015
Jacqueline Marlene SchleimerJ.P. Morgan Securities LLCBarclays Capital Inc.05-03-2011
James M. FaraciJ.P. Morgan Securities LLCBarclays Capital Inc.06-17-2015
Jeffrey Adam HermanJ.P. Morgan Securities LLCBarclays Capital Inc.12-28-2015
John E KoechelerJ.P. Morgan Securities LLCBarclays Capital Inc.10-30-2015
John LaurinoJ.P. Morgan Securities LLCBarclays Capital Inc.01-26-2010
Kevin Connors McCooeyJ.P. Morgan Securities LLCBarclays Capital Inc.$15010-30-2015
Mario Rene LamarJ.P. Morgan Securities LLCBarclays Capital Inc.$15004-15-2011
Mark Steven GlasserJ.P. Morgan Securities LLCBarclays Capital Inc.09-16-2011
Michael D LeeJ.P. Morgan Securities LLCBarclays Capital Inc.04-15-2011
Neil David StangaJ.P. Morgan Securities LLCBarclays Capital Inc.12-15-2014
Richard B. Goodwyn Jr.J.P. Morgan Securities LLCBarclays Capital Inc.04-15-2011
Robert Leo Holland Jr.J.P. Morgan Securities LLCBarclays Capital Inc.04-15-2011
Sarah Conroy HickeyJ.P. Morgan Securities LLCBarclays Capital Inc.10-10-2011
Sean Kennedy ReganJ.P. Morgan Securities LLCBarclays Capital Inc.06-03-2011

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.