Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Patrick O'NeilMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.12-16-2015
Ginny Rae NealMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.10-26-2015
Joshua Thomas CrossmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.10-26-2015
Robert Justine FrankMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.09-15-2015
Elizabeth A SullivanMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.09-11-2015
Jessica Leigh FrommerMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.09-10-2015
Max Tobin MyersMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.09-04-2015
Paulina A OstafijczukMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.09-03-2015
Sean Keene Jamison, Steven Herbert TeublMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.09-03-2015
Philip Edward JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.08-13-2015
Michael David BonielloMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.08-10-2015
Jonathan Lloyd MannMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.08-06-2015
Rajan AroraMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.08-06-2015
Aaron J. BlumenthalMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.07-24-2015
John Thomas Bates, Scott Pieter CaputoMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.07-24-2015
Richard Jason Hutton, Steven Lloyd GottliebMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.07-23-2015
Benjamin Stephen Foster, James Joseph ErtmannMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.07-21-2015
Robert David Bestwick, Andrew Vincent CardoneMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.07-15-2015
John Albert Mannix, Mark F. LagrattaMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.07-13-2015
John Holmes Shaw Jr., Peter Kenneth KongMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.07-10-2015
Peter LamadeMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.06-26-2015
Christopher Wing DewhurstMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.06-19-2015
Cris Scott BeraMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.$10006-19-2015
Walter Barry SchneiderMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.06-19-2015
Brian John KellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.06-16-2015
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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