Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Yunjin LeeMorgan StanleyBarclays Capital Inc.12-07-2009
Eduardo Alvarez AndreuMorgan StanleyBarclays Capital Inc.05-21-2010
Alan ShlesingerMorgan StanleyBarclays Capital Inc.06-14-2010
Philip William WintersMorgan StanleyBarclays Capital Inc.06-28-2010
Milin Shyam RaoMorgan StanleyBarclays Capital Inc.09-06-2011
James Edward Weeks IIIMorgan StanleyBarclays Capital Inc.02-10-2012
Prashanth A. ChintanapalliMorgan StanleyBarclays Capital Inc.02-10-2012
Hunter Steven HammMorgan StanleyBarclays Capital Inc.02-10-2012
Kelly Sandefer DennisMorgan StanleyBarclays Capital Inc.02-15-2012
Abbey H GladstoneMorgan StanleyBarclays Capital Inc.05-30-2012
Thomas Eliot Ross Jr.Morgan StanleyBarclays Capital Inc.06-29-2012
Justin Matthew McCloskeyMorgan StanleyBarclays Capital Inc.06-29-2012
Gregory E. MartinezMorgan StanleyBarclays Capital Inc.08-15-2012
Robert Stephen Loftis Jr.Morgan StanleyBarclays Capital Inc.08-15-2012
Howard Allen ShallcrossMorgan StanleyBarclays Capital Inc.11-23-2012
Jayne Genevieve LawaichMorgan StanleyBarclays Capital Inc.01-10-2013
Paul Michael GraniteMorgan StanleyBarclays Capital Inc.03-14-2013
Eric ReizisMorgan StanleyBarclays Capital Inc.04-02-2013
Catherine Bowen DanielMorgan StanleyBarclays Capital Inc.04-15-2013
Christopher Allen PareresMorgan StanleyBarclays Capital Inc.05-20-2013
Christopher Earl BenderMorgan StanleyBarclays Capital Inc.08-01-2013
Carmine N. RulloMorgan StanleyBarclays Capital Inc.$2509-13-2013
Steven GazianoMorgan StanleyBarclays Capital Inc.09-13-2013
Gregory H BarbeauMorgan StanleyBarclays Capital Inc.09-13-2013
Elizabeth Helen MacdonaldMorgan StanleyBarclays Capital Inc.09-13-2013
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Showing 1 to 25 of 81 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.