Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Robert FerconioUBS Financial Services Inc.Barclays Capital Inc.02-27-2009
Gregory Keith LoweryUBS Financial Services Inc.Barclays Capital Inc.03-06-2009
John Joseph O'ConnorUBS Financial Services Inc.Barclays Capital Inc.$5006-28-2010
Hans Otto AlbertssonUBS Financial Services Inc.Barclays Capital Inc.09-22-2011
Jason G AmentasUBS Financial Services Inc.Barclays Capital Inc.09-26-2011
Julian IragorriUBS Financial Services Inc.Barclays Capital Inc.03-13-2012
Donald Joseph MahoneyUBS Financial Services Inc.Barclays Capital Inc.11-05-2012
Roger Richard RoweUBS Financial Services Inc.Barclays Capital Inc.12-11-2012
John Gardiner ComfortUBS Financial Services Inc.Barclays Capital Inc.03-01-2013
Benny Omar Torres-SanchezUBS Financial Services Inc.Barclays Capital Inc.03-01-2013
Brian Alexander GrossmanUBS Financial Services Inc.Barclays Capital Inc.08-02-2013
Kimberly Dana GreenbergUBS Financial Services Inc.Barclays Capital Inc.11-14-2013
Leslie Anne GiovacchiniUBS Financial Services Inc.Barclays Capital Inc.03-19-2014
Sandro Jaime PestanaUBS Financial Services Inc.Barclays Capital Inc.$15005-30-2014
Felix Joaquin Perez-RetesUBS Financial Services Inc.Barclays Capital Inc.07-17-2014
Sergio Vizintas EstefanoUBS Financial Services Inc.Barclays Capital Inc.$15007-17-2014
Timothy Barry DriscollUBS Financial Services Inc.Barclays Capital Inc.08-11-2014
Matthew Orman LittlefieldUBS Financial Services Inc.Barclays Capital Inc.08-11-2014
Ryan Vincent MurphyUBS Financial Services Inc.Barclays Capital Inc.08-11-2014
Glen Warren DarbyUBS Financial Services Inc.Barclays Capital Inc.$5008-13-2014
Barry Alan PedersonUBS Financial Services Inc.Barclays Capital Inc.$5008-13-2014
Ramon Emilio PielagoUBS Financial Services Inc.Barclays Capital Inc.$5010-01-2014
Eileen Zimkind BermanUBS Financial Services Inc.Barclays Capital Inc.10-20-2014
Brian Lee LowenthalUBS Financial Services Inc.Barclays Capital Inc.$2510-20-2014
Shaily Bhagvanji PatelUBS Financial Services Inc.Barclays Capital Inc.10-20-2014
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.