Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barry Alan PedersonUBS Financial Services Inc.Barclays Capital Inc.$5008-13-2014
Benny Omar Torres-SanchezUBS Financial Services Inc.Barclays Capital Inc.03-01-2013
Brian Lee LowenthalUBS Financial Services Inc.Barclays Capital Inc.$2510-20-2014
Chase Wright LandrethUBS Financial Services Inc.Barclays Capital Inc.12-07-2015
Daniel E SharkeyUBS Financial Services Inc.Barclays Capital Inc.02-26-2015
Donald Joseph MahoneyUBS Financial Services Inc.Barclays Capital Inc.11-05-2012
Eileen Zimkind BermanUBS Financial Services Inc.Barclays Capital Inc.10-20-2014
Ernest Alexander OsleUBS Financial Services Inc.Barclays Capital Inc.05-18-2015
Felix Joaquin Perez-RetesUBS Financial Services Inc.Barclays Capital Inc.07-17-2014
George A. KolodkaUBS Financial Services Inc.Barclays Capital Inc.02-26-2015
Glen Warren DarbyUBS Financial Services Inc.Barclays Capital Inc.$5008-13-2014
Gregory Keith LoweryUBS Financial Services Inc.Barclays Capital Inc.03-06-2009
John Gardiner ComfortUBS Financial Services Inc.Barclays Capital Inc.03-01-2013
John Joseph O'ConnorUBS Financial Services Inc.Barclays Capital Inc.$5006-28-2010
Julian IragorriUBS Financial Services Inc.Barclays Capital Inc.03-13-2012
Kimberly Dana GreenbergUBS Financial Services Inc.Barclays Capital Inc.11-14-2013
Kristen Ann BissettUBS Financial Services Inc.Barclays Capital Inc.01-20-2015
Laura B. KaneUBS Financial Services Inc.Barclays Capital Inc.09-03-2015
Matthew Orman LittlefieldUBS Financial Services Inc.Barclays Capital Inc.08-11-2014
Michael Robert FerconioUBS Financial Services Inc.Barclays Capital Inc.02-27-2009
Miriamne Alayne DeMarraisUBS Financial Services Inc.Barclays Capital Inc.07-10-2015
Robert J Meenan, Shlomi Yedid, Aleksei MoshiashviliUBS Financial Services Inc.Barclays Capital Inc.06-02-2015
Roscoe Edward MellorUBS Financial Services Inc.Barclays Capital Inc.07-10-2015
Ryan Vincent MurphyUBS Financial Services Inc.Barclays Capital Inc.08-11-2014
Sandro Jaime PestanaUBS Financial Services Inc.Barclays Capital Inc.$15005-30-2014
Next Page »

Showing 1 to 25 of 27 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.