Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Vartan TopalianStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$15012-04-2015
Alexander Jerome WitherillStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$15012-04-2015
James J LeeStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$15012-04-2015
Scott Evan ZelnickStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$10012-04-2015
Matthew Aaron HodusStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$10012-04-2015
Darin Richard LaubStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$5012-04-2015
Jonathan David SopherStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$2512-04-2015
David MelamedStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$2512-04-2015
Erik W MullerStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
John LutriStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Mariola Barbara HaggarStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Steven Louis SweetwoodStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Stewart Fred LevyStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Heidi Guldbrandsen ChamberlainStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Robert Eric MillerStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
David Whitman FlemingStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Paul Cohn McClungStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Mark James StevensonStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Jason Ross MingelgreenStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Kyle Adam WenskiStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Caitlin Michelle BeshearsEdward JonesBarclays Capital Inc.12-17-2012

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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