Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nana Bemah AdaeJ.P. Morgan Securities LLCBarclays Capital Inc.06-15-2009
Yunjin LeeMorgan StanleyBarclays Capital Inc.12-07-2009
John LaurinoJ.P. Morgan Securities LLCBarclays Capital Inc.01-26-2010
Hratch Samuel ArukianOppenheimer & Co. Inc.Barclays Capital Inc.05-03-2010
Robert Leo Holland Jr.J.P. Morgan Securities LLCBarclays Capital Inc.04-15-2011
Richard B. Goodwyn Jr.J.P. Morgan Securities LLCBarclays Capital Inc.04-15-2011
Terence Mark ZaleskiGoldman Sachs & Co.Barclays Capital Inc.05-09-2011
Sean Kennedy ReganJ.P. Morgan Securities LLCBarclays Capital Inc.06-03-2011
Brian Patrick DriscollJ.P. Morgan Securities LLCBarclays Capital Inc.$15009-22-2011
Stephen Michael KincadeMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.01-27-2012
Julian IragorriUBS Financial Services Inc.Barclays Capital Inc.03-13-2012
John Gardiner ComfortUBS Financial Services Inc.Barclays Capital Inc.03-01-2013
Benny Omar Torres-SanchezUBS Financial Services Inc.Barclays Capital Inc.03-01-2013
Francesca Maria ZavoltaMorgan StanleyBarclays Capital Inc.10-04-2013
Kimberly Dana GreenbergUBS Financial Services Inc.Barclays Capital Inc.11-14-2013
Kimberly Beth BucelloMorgan StanleyBarclays Capital Inc.12-11-2013
Stacey Joanne CorriganMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.01-31-2014
Steven Charles GuggenheimerJanney Montgomery Scott LLCBarclays Capital Inc.$15003-07-2014
George Mina ZakiJanney Montgomery Scott LLCBarclays Capital Inc.03-07-2014
Douglas Michael QuartnerMorgan StanleyBarclays Capital Inc.03-17-2014
Andrew Stuart LeventhalMorgan StanleyBarclays Capital Inc.$10004-17-2014
Philip Dandridge WeyheMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.05-22-2014
James Francis ClarkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.05-22-2014
Morgan Clarke McLanahanJefferies LLCBarclays Capital Inc.$20010-17-2014
Laurence Gladstone ShafiroffJefferies LLCBarclays Capital Inc.10-17-2014
Next Page »

Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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