Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Paul GettingsGettings Reed FinancialCFD Investments, Inc.$15002-01-2020
David Blake GransonKestra Investment Services, LLCCFD Investments, Inc.01-06-2020
James Thomas MacdonaldGettings Reed FinancialCFD Investments, Inc.01-02-2020
William J CardwellGettings Reed FinancialCFD Investments, Inc.01-02-2020
Scott Charles BuschGettings Reed FinancialCFD Investments, Inc.01-02-2020
Christopher Jennings BurnettCetera Advisors LLCCFD Investments, Inc.12-19-2019
Scott Edward OliphantCetera Advisors LLCCFD Investments, Inc.12-18-2019
Thomas Jefferson Faulconer IVArcher Investment CorporationCFD Investments, Inc.11-28-2019
Dennis Kelly DawsonParkland Securities, LLCCFD Investments, Inc.09-16-2019
David Ricky ColglazierPrime Capital Investment Advisors, LLCCFD Investments, Inc.09-07-2019
Jennifer Lynn PerryPrivate Client Services, LLCCFD Investments, Inc.08-08-2019
Kyle Reed SmithMWA Financial Services Inc.CFD Investments, Inc.08-02-2019
Kate White Schilling-LerzakWaddell & ReedCFD Investments, Inc.05-02-2019
John William DeanLPL Financial LLCCFD Investments, Inc.03-01-2019
Martin Charles TerryCUNA Brokerage Services, Inc.CFD Investments, Inc.10-09-2018
Mark Andrew GiestingPrivate Client Services, LLCCFD Investments, Inc.08-21-2018
Dallas A CollinsMadison Avenue Securities, LLCCFD Investments, Inc.08-20-2018
James Stephen BoysAE Wealth Management, LLCCFD Investments, Inc.08-01-2018
Andrew Roller H Dewey ThompsonLPL Financial LLCCFD Investments, Inc.$10110-23-2017
Gregory Allen MankeyInvestment Planners, Inc.CFD Investments, Inc.03-31-2016

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.