Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fadi Lahzi MansourLPL Financial LLCCUSO Financial Services, L.P.08-16-2019
Tom Haipei TanLPL Financial LLCCUSO Financial Services, L.P.05-01-2019
Gina Lori BayerLPL Financial LLCCUSO Financial Services, L.P.$15003-29-2019
Semen SolganLPL Financial LLCCUSO Financial Services, L.P.03-29-2019
Kevin J. PenroseLPL Financial LLCCUSO Financial Services, L.P.03-29-2019
Briand KitchensLPL Financial LLCCUSO Financial Services, L.P.03-26-2019
Carol Ann DonahueLPL Financial LLCCUSO Financial Services, L.P.07-16-2018
Brett R. HarnerLPL Financial LLCCUSO Financial Services, L.P.04-12-2018
Patrick Banzon BauzonLPL Financial LLCCUSO Financial Services, L.P.04-06-2018
Michael Steven GradlLPL Financial LLCCUSO Financial Services, L.P.01-29-2018
Neil SalgueroLPL Financial LLCCUSO Financial Services, L.P.11-30-2017
Ryan Anthony GalloLPL Financial LLCCUSO Financial Services, L.P.11-30-2017
Michael Robert GennaweyLPL Financial LLCCUSO Financial Services, L.P.$2511-30-2017
Scott Leslie MilsteinLPL Financial LLCCUSO Financial Services, L.P.$5211-30-2016
Ashley Elizabeth CurielLPL Financial LLCCUSO Financial Services, L.P.$1004-21-2016
Patrick James ThorLPL Financial LLCCUSO Financial Services, L.P.04-08-2016
David Scott SigafoosLPL Financial LLCCUSO Financial Services, L.P.10-29-2015
Sandra Ualani TorresLPL Financial LLCCUSO Financial Services, L.P.$5008-03-2015
Kevin Dean HemmeLPL Financial LLCCUSO Financial Services, L.P.06-25-2015
Michael Ray JohnsonLPL Financial LLCCUSO Financial Services, L.P.06-25-2015
Eric Mills SteverLPL Financial LLCCUSO Financial Services, L.P.05-29-2015
Ramon Gomez EvangelistaLPL Financial LLCCUSO Financial Services, L.P.$2511-28-2014
Ryan Hugh James McGrawLPL Financial LLCCUSO Financial Services, L.P.11-25-2014
Damon Michael HarrisLPL Financial LLCCUSO Financial Services, L.P.11-25-2014
Christopher Brandon TavaresLPL Financial LLCCUSO Financial Services, L.P.11-25-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.