Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Byron MermilliodAmeritas Investment Company, LLCCambridge Investment Research, Inc.02-24-2020
Daniel Justin DunnCalton & Associates, Inc.Cambridge Investment Research, Inc.$15002-21-2020
Brian ThomasKestra Investment Services LLCCambridge Investment Research, Inc.01-30-2020
Brian R. ThomasKestra Investment Services, LLCCambridge Investment Research, Inc.$5001-30-2020
Larry Alan DietzValMark Securities, Inc.Cambridge Investment Research, Inc.01-17-2020
Patrice Marie MacgibbonTriad Advisors LLCCambridge Investment Research, Inc.$25001-02-2020
Samuel Thomas SchuetteTriad Advisors LLCCambridge Investment Research, Inc.01-02-2020
Sean Brian SmithThe Strategic Financial Alliance, Inc.Cambridge Investment Research, Inc.01-02-2020
Airung LiuSecurities America, Inc.Cambridge Investment Research, Inc.$2512-16-2019
Nicola Domenico DipaoloVanderbilt Securities, LLCCambridge Investment Research, Inc.12-10-2019
Eric Alan TashleinConnecticut Capital Management Group, LLCCambridge Investment Research, Inc.11-26-2019
May-Inn H. TanLPL Financial LLCCambridge Investment Research, Inc.11-25-2019
Richard Charles FanchSecurities America, Inc.Cambridge Investment Research, Inc.11-15-2019
Eric Michael BokeschSecurities America, Inc.Cambridge Investment Research, Inc.11-13-2019
Lawrence James Hubert Jr.Trustmont Financial Group, Inc.Cambridge Investment Research, Inc.$10011-05-2019
Cara Elizabeth LindnerWoodbury Financial Services, Inc.Cambridge Investment Research, Inc.11-05-2019
Brent Henderson ParksUnited Planners' Financial Services of America A Limited PartnerCambridge Investment Research, Inc.$25011-01-2019
Norman Trent BradshawUnited Planners' Financial Services of America A Limited PartnerCambridge Investment Research, Inc.$50011-01-2019
Brandon Michael RogersUnited Planners' Financial Services of America A Limited PartnerCambridge Investment Research, Inc.11-01-2019
Michael Patrick LoftusUnited Planners' Financial Services of America A Limited PartnerCambridge Investment Research, Inc.$10010-30-2019
Janet Lynn LakeVALIC Financial Advisors, Inc.Cambridge Investment Research, Inc.10-28-2019
Kevin Bruen McGrathSecurities America, Inc.Cambridge Investment Research, Inc.$50010-25-2019
David Carl BrinkleyWoodbury Financial Services, Inc.Cambridge Investment Research, Inc.10-24-2019
David Bret RobbinsBestVest Investments, Ltd.Cambridge Investment Research, Inc.10-24-2019
Max Nicholas KramerLPL Financial LLCCambridge Investment Research, Inc.10-22-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.