Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karen Lisa RothCommonwealth Financial NetworkCambridge Investment Research, Inc.02-10-2020
Kerri Lynn KimballCommonwealth Financial NetworkCambridge Investment Research, Inc.$2502-10-2020
Thomas Edward BurkeCommonwealth Financial NetworkCambridge Investment Research, Inc.01-16-2020
Matthew Kent BurkeCommonwealth Financial NetworkCambridge Investment Research, Inc.$15001-16-2020
Joshua Alan WeaverCommonwealth Financial NetworkCambridge Investment Research, Inc.01-16-2020
Keith WatermanCommonwealth Financial NetworkCambridge Investment Research, Inc.01-16-2020
Zachary M WebbCommonwealth Financial NetworkCambridge Investment Research, Inc.04-23-2019
Daniel L MonopoliCommonwealth Financial NetworkCambridge Investment Research, Inc.10-25-2018
Jason Warren EakerCommonwealth Financial NetworkCambridge Investment Research, Inc.08-14-2017
Robert Stuart TaylorCommonwealth Financial NetworkCambridge Investment Research, Inc.06-01-2017
Clifford Lewis FaintychCommonwealth Financial NetworkCambridge Investment Research, Inc.04-20-2015

Showing 1 to 11 of 11 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.