Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Lee MinertCapital Asset Advisors LLC.Cambridge Investment Research, Inc.04-20-2018
Charles Michael HirlingerCapital Asset Advisors LLC.Cambridge Investment Research, Inc.04-20-2018
Scott Robert KoestererCapital Asset Advisors LLC.Cambridge Investment Research, Inc.04-20-2018
Nancy R. JaureguiConcorde Investment Services, LLCCambridge Investment Research, Inc.$25010-16-2018
Patrick Lee HamiltonGeneos Wealth Management, Inc.Cambridge Investment Research, Inc.10-14-2009
Mark Allen HerdingHarbour Investments, Inc.Cambridge Investment Research, Inc.$43001-31-2018
Neal Alexander ThompsonHarbour Investments, Inc.Cambridge Investment Research, Inc.$50001-10-2018
Debra Settle BroughJackson Roskelley Wealth Advisors, Inc.Cambridge Investment Research, Inc.03-31-2016
Darin Robert ShebestaJackson Roskelley Wealth Advisors, Inc.Cambridge Investment Research, Inc.03-09-2011
Mark Jay ValentineLPL Financial LLCCambridge Investment Research, Inc.$50008-25-2017
Steven Michael BanzhafLPL Financial LLCCambridge Investment Research, Inc.05-10-2016
Stephen Anthony MartenLPL Financial LLCCambridge Investment Research, Inc.$25008-24-2010
William C CarlisleMerrill Lynch, Pierce, Fenner & Smith IncorporatedCambridge Investment Research, Inc.10-10-2012
Kenneth Steven PogsonPogson & Matt Wealth Management Group, LLCCambridge Investment Research, Inc.02-01-2011
Ronald Dan GreggPogson & Matt Wealth Management Group, LLCCambridge Investment Research, Inc.02-01-2011
William James MullenmeisterPogson & Matt Wealth Management Group, LLCCambridge Investment Research, Inc.02-01-2011
James Louis MattPogson & Matt Wealth Management Group, LLCCambridge Investment Research, Inc.02-01-2011
Joe Henry ConnellPublic Safety Financial/GallowayCambridge Investment Research, Inc.01-13-2015
Tamara Kristen JamisonPublic Safety Financial/GallowayCambridge Investment Research, Inc.10-24-2012
Erick Scot NewtonPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$10004-01-2011
Bruce Alan MeyerPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$10003-01-2011
Conrad Arthur RoskelleyRaymond James Financial Services, Inc.Cambridge Investment Research, Inc.$10004-18-2016
Robert Lind JacksonRaymond James Financial Services, Inc.Cambridge Investment Research, Inc.$10004-18-2016
Barbara Jean SuttonRaymond James Financial Services, Inc.Cambridge Investment Research, Inc.$50004-18-2016
Michael Cecil CupellRaymond James Financial Services, Inc.Cambridge Investment Research, Inc.$50004-18-2016
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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