Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew F. Stafford Sr.LF Wealth AdvisorsCambridge Investment Research, Inc.08-18-2017
Anne Elise PetersonLPL Financial LLCCambridge Investment Research, Inc.10-19-2018
Brian L. BurwellPrivate Client Services, LLCCambridge Investment Research, Inc.$1,00004-25-2018
Darrell Lee PhillipsKestra Investment Services, LLCCambridge Investment Research, Inc.01-31-2020
Eric Lee NorrisKestra Investment Services, LLCCambridge Investment Research, Inc.01-31-2020
Geoffrey Sean HuberPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$2509-06-2011
Grady James TrumbleCUSO Financial Services, L.P.Cambridge Investment Research, Inc.03-04-2015
Gregory Curtis ShepardS&A Financial Services, Inc.Cambridge Investment Research, Inc.11-22-2016
James Curtis ClaiborneFinancial Partners Group, Inc.Cambridge Investment Research, Inc.$3009-13-2017
Jason Alan YoxallKestra Investment Services, LLCCambridge Investment Research, Inc.01-31-2020
Jeffrey Phillip SchoberKestra Investment Services, LLCCambridge Investment Research, Inc.01-31-2020
John Phillip MorganVALIC Financial Advisors, Inc.Cambridge Investment Research, Inc.09-04-2015
Joseph Allen PennyVALIC Financial Advisors, Inc.Cambridge Investment Research, Inc.11-15-2012
Joshua John BrittonFinancial Partners Group, Inc.Cambridge Investment Research, Inc.11-29-2017
Kristen Yancey ShopeCreative PlanningCambridge Investment Research, Inc.$15006-07-2010
Matthew Craig QueenMutual Securities, Inc.Cambridge Investment Research, Inc.$1009-15-2017
Norman Joseph RazookSecurities America, Inc.Cambridge Investment Research, Inc.01-05-2018
Pamela A. CorrickVALIC Financial Advisors, Inc.Cambridge Investment Research, Inc.09-06-2018
Raymond Eugene HaskellSA Stone Wealth Management Inc.Cambridge Investment Research, Inc.05-26-2017
Richard L. DollPrivate Advisor Group, LLCCambridge Investment Research, Inc.10-10-2018
Richard Thaddeus LincolnWoodbury Financial Services, Inc.Cambridge Investment Research, Inc.06-14-2016
Robert Alexander SparrowPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.09-06-2011
Timothy Joseph AccursoPrivate Client Services, LLCCambridge Investment Research, Inc.$1,00004-25-2018
Tina M. LeeSA Stone Wealth Management Inc.Cambridge Investment Research, Inc.05-25-2017
Vernon James HenryClient One Securities LLCCambridge Investment Research, Inc.02-09-2018

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.