Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith David DumasParkland Securities, LLCCambridge Investment Research, Inc.$5006-14-2019
Merlin ArborBlue Water WealthCambridge Investment Research, Inc.06-04-2019
Thomas Henry AlexaAlexa Wealth Management, LLCCambridge Investment Research, Inc.$2506-03-2019
James Paul Wertz Jr.Independent Financial Group, LLCCambridge Investment Research, Inc.05-31-2019
Donald H. Hunt IIOneAmerica Securities, Inc.Cambridge Investment Research, Inc.05-30-2019
Jason Guy HovdeCUNA Brokerage Services, Inc.Cambridge Investment Research, Inc.05-28-2019
James Alan SchumakerOptivise Advisory Services LLCCambridge Investment Research, Inc.05-22-2019
Evan Marc FinkelsteinHenley & Company LLCCambridge Investment Research, Inc.05-17-2019
Michael David RaymondLPL Financial LLCCambridge Investment Research, Inc.$1005-13-2019
Nenad TufekcicLPL Financial LLCCambridge Investment Research, Inc.05-13-2019
Christopher J. RaymondLPL Financial LLCCambridge Investment Research, Inc.05-13-2019
Michael Edward ChadwickThe Putney Financial Group, Registered Investment AdvisorsCambridge Investment Research, Inc.$5005-08-2019
Dean Brian BaumgartnerAW SecuritiesCambridge Investment Research, Inc.$2505-01-2019
Denis Bernard YorkAW SecuritiesCambridge Investment Research, Inc.05-01-2019
Zachary M. WebbCommonwealth Financial NetworkCambridge Investment Research, Inc.04-23-2019
Barbara Ellen BennettCentral States Capital Markets, LLCCambridge Investment Research, Inc.04-18-2019
John F. ThielPrivate OceanCambridge Investment Research, Inc.04-18-2019
Thomas M. Valentine Jr.MML Investors Services, LLCCambridge Investment Research, Inc.04-17-2019
Eric Jay JorgensenLPL Financial LLCCambridge Investment Research, Inc.04-16-2019
Michael Alan GabrielsonPruco Securities, LLC.Cambridge Investment Research, Inc.04-16-2019
Eric Lee LeibowitzBelpointe Asset Management LLCCambridge Investment Research, Inc.$2504-16-2019
Barry Charles WindCUSO Financial Services, L.P.Cambridge Investment Research, Inc.04-08-2019
John Dennis DerflerMML Investors Services, LLCCambridge Investment Research, Inc.03-28-2019
David Wayne TomfohrdeSt. Bernard Financial Services, Inc.Cambridge Investment Research, Inc.$5003-27-2019
Gregory James SmithInvestment Planners, Inc.Cambridge Investment Research, Inc.$2903-26-2019
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Showing 1 to 25 of 144 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.