Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth Edward IngersollSecurities America, Inc.Cambridge Investment Research, Inc.$50002-21-2019
Thomas Michael TetteSecurities America, Inc.Cambridge Investment Research, Inc.$50002-18-2019
Francis Michael CelonaSecurities America, Inc.Cambridge Investment Research, Inc.02-12-2019
David Arron YounisSecurities America, Inc.Cambridge Investment Research, Inc.$13002-07-2019
James Joseph LukezicOld Slip Capital Management, Inc.Cambridge Investment Research, Inc.01-25-2019
Charmaine Valois KaesPeak Brokerage Services, LLCCambridge Investment Research, Inc.01-03-2019
Matthew Timothy MeagherCadaret, Grant & Co., Inc.Cambridge Investment Research, Inc.01-02-2019
David Charles QuickSecurities America, Inc.Cambridge Investment Research, Inc.$50012-18-2018
Nicole J HardingSecurities America, Inc.Cambridge Investment Research, Inc.$50012-18-2018
David Christopher BenferPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$10010-05-2018
Matthew James MacnealPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.10-05-2018
Christopher Tyler DiederichPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.10-05-2018
Nathan Adam HockleyLifeMark Securities Corp.Cambridge Investment Research, Inc.$50009-26-2018
David John NesbittLPL Financial LLCCambridge Investment Research, Inc.$25009-18-2018

Showing 1 to 14 of 14 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.