Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith David DumasParkland Securities, LLCCambridge Investment Research, Inc.$5006-14-2019
Thomas Henry AlexaAlexa Wealth Management, LLCCambridge Investment Research, Inc.06-03-2019
James Paul Wertz Jr.Independent Financial Group, LLCCambridge Investment Research, Inc.05-31-2019
Donald H. Hunt IIOneAmerica Securities, Inc.Cambridge Investment Research, Inc.05-30-2019
Jason Guy HovdeCUNA Brokerage Services, Inc.Cambridge Investment Research, Inc.$2505-28-2019
Nikitas N. KoumoundourosKomons Financial LLCCambridge Investment Research, Inc.05-21-2019
Nenad TufekcicLPL Financial LLCCambridge Investment Research, Inc.05-13-2019
Dean Brian BaumgartnerAllworth Financial, L.P.Cambridge Investment Research, Inc.05-01-2019
Zachary M. WebbCommonwealth Financial NetworkCambridge Investment Research, Inc.04-23-2019
Thomas M. Valentine Jr.MML Investors Services, LLCCambridge Investment Research, Inc.04-17-2019
Eric Lee LeibowitzBelpointe Asset Management LLCCambridge Investment Research, Inc.04-16-2019
Eric Jay JorgensenLPL Financial LLCCambridge Investment Research, Inc.04-16-2019
Barry Charles WindCUSO Financial Services, L.P.Cambridge Investment Research, Inc.04-08-2019
John Dennis DerflerMML Investors Services, LLCCambridge Investment Research, Inc.$15003-28-2019
David Wayne TomfohrdeSt. Bernard Financial Services, Inc.Cambridge Investment Research, Inc.$5003-27-2019
Vineet Kumar GoyalArete Wealth Management, LLCCambridge Investment Research, Inc.$2503-21-2019
Mark Steven KnepfelPackerland Brokerage Services, Inc.Cambridge Investment Research, Inc.$1003-21-2019

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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