Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Wayne CroyStearns Financial GroupCapFinancial Securities, LLC.01-04-2018
Cynthia Wall PattersonLPL Financial LLCCapFinancial Securities, LLC.06-15-2016
Brian Michael ZitoMMC Securities LLCCapFinancial Securities, LLC.$2505-03-2016
Joshua Robert SeligsonEdward JonesCapFinancial Securities, LLC.03-03-2016
John Carol Garrett Jr.CAPTRUSTCapFinancial Securities, LLC.04-22-2015
Charles Land Hite Jr.CAPTRUSTCapFinancial Securities, LLC.04-22-2015
Wallace Traynor ReitmeierCAPTRUSTCapFinancial Securities, LLC.04-17-2015
Kyle Landon TuckerCAPTRUSTCapFinancial Securities, LLC.04-17-2015
John Stafford MartinCAPTRUSTCapFinancial Securities, LLC.04-15-2015
James Ralph Talton IIICAPTRUSTCapFinancial Securities, LLC.04-15-2015
Todd Louis JonesCAPTRUSTCapFinancial Securities, LLC.04-15-2015
Jason Finley StanicekCAPTRUSTCapFinancial Securities, LLC.04-15-2015
Kevin Marcus MonroeCAPTRUSTCapFinancial Securities, LLC.04-15-2015
Jon Eric StricklandCAPTRUSTCapFinancial Securities, LLC.04-15-2015
Daniel Allen SummerlinCAPTRUSTCapFinancial Securities, LLC.04-15-2015
Karen Sue CasillasCAPTRUSTCapFinancial Securities, LLC.04-09-2015
Bruce Lincoln GrahamCAPTRUSTCapFinancial Securities, LLC.04-09-2015
Stephen Dennis WiltCAPTRUSTCapFinancial Securities, LLC.04-09-2015
Mark Thomas MedlinCAPTRUSTCapFinancial Securities, LLC.04-09-2015
Michael Stephen PraticoCAPTRUSTCapFinancial Securities, LLC.04-09-2015
Jean Duffy UlrichsonCAPTRUSTCapFinancial Securities, LLC.04-09-2015
Mark Alton DavisCAPTRUSTCapFinancial Securities, LLC.04-09-2015
Next Page »

Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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