Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Richard MichelonSagePoint Financial, Inc.Capital Financial Services, Inc. 08-08-2019
Robert Guilio FilippiB.B. Graham & Company, Inc.Capital Financial Services, Inc. 07-31-2019
David Walter HinsonCalton & Associates, Inc.Capital Financial Services, Inc. $2507-31-2019
Mark R. BuehlerCalton & Associates, Inc.Capital Financial Services, Inc. 07-31-2019
Kathleen Sinclair BehrensCalton & Associates, Inc.Capital Financial Services, Inc. 07-30-2019
Shayne Lawrence FicklingCalton & Associates, Inc.Capital Financial Services, Inc. 07-30-2019
Joan Marie SteigerwaldCalton & Associates, Inc.Capital Financial Services, Inc.07-29-2019
William Paul FauzioUnion Capital CompanyCapital Financial Services, Inc.$5007-29-2019
Roger Allan Immell IICalton & Associates, Inc.Capital Financial Services, Inc.$1007-26-2019
Kirk Leslie DomkeCalton & Associates, Inc.Capital Financial Services, Inc.07-26-2019
Dennis Jerome BachCalton & Associates, Inc.Capital Financial Services, Inc.07-26-2019
Michael Saverio LongoSagePoint Financial, Inc.Capital Financial Services, Inc.$2507-19-2019
Brian Donald JoyceCalton & Associates, Inc.Capital Financial Services, Inc.07-18-2019
Jason David MiddaughCalton & Associates, Inc.Capital Financial Services, Inc.$8307-18-2019
Josh Alan FrankelTrustmont Financial Group, Inc.Capital Financial Services, Inc.07-18-2019
James Melvin MershonCalton & Associates, Inc.Capital Financial Services, Inc.07-15-2019
Guy L. StubbsCalton & Associates, Inc.Capital Financial Services, Inc.07-15-2019
William Robert TorhorstCalton & Associates, Inc.Capital Financial Services, Inc.07-10-2019
Rodger Thomas ParrCalton & Associates, Inc.Capital Financial Services, Inc.$5007-10-2019
Christopher Raymond PeitzCalton & Associates, Inc.Capital Financial Services, Inc.07-10-2019
Laurie Ann BraulickCalton & Associates, Inc.Capital Financial Services, Inc.$10007-09-2019
Mark De Wayne SchweinlerCalton & Associates, Inc.Capital Financial Services, Inc.07-09-2019
Michael L. McKenzieCalton & Associates, Inc.Capital Financial Services, Inc.07-08-2019
Siamak EghlidiCalton & Associates, Inc.Capital Financial Services, Inc.$5007-08-2019
Kathleen Marie TavsCalton & Associates, Inc.Capital Financial Services, Inc.07-08-2019
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Showing 1 to 25 of 113 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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