Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Leonard NorqualHarbour Investments, Inc.Capital Financial Services, Inc.06-03-2019
Stephen Nephi AshtonLPL Financial LLCCapital Financial Services, Inc.05-31-2019
Thomas Joseph PartridgeB.B. Graham & Company, Inc.Capital Financial Services, Inc.$2505-31-2019
Chad Thomas SchwoererCalton & Associates, Inc.Capital Financial Services, Inc.05-03-2019
Klaus Dieter MiodovCalton & Associates, Inc.Capital Financial Services, Inc.05-01-2019
Harry Ison Brown Jr.SA Stone Wealth Management Inc.Capital Financial Services, Inc.04-29-2019
Daniel Elden HirthCalton & Associates, Inc.Capital Financial Services, Inc.$104-24-2019
Richard Michael BielAmerican Independent Securities Group, LLCCapital Financial Services, Inc.$104-23-2019
Philip Timothy WielochCalton & Associates, Inc.Capital Financial Services, Inc.04-22-2019
Amethyst Judith RothCambridge Investment Research, Inc.Capital Financial Services, Inc.04-18-2019
Steven Joe CombestFSC Securities CorporationCapital Financial Services, Inc.04-18-2019
Adnan Qasim AldayelSecurities America, Inc.Capital Financial Services, Inc.$10004-09-2019
Brandyn Duwayne HendricksonAmerican Independent Securities Group, LLCCapital Financial Services, Inc.$1003-19-2019
Carri L. Le CampbellCambridge Investment Research, Inc.Capital Financial Services, Inc.$2501-02-2019
Jeremy Michael RemilyIntercarolina Financial Services, Inc.Capital Financial Services, Inc.$2011-16-2018
Randall Scott BehnkeAmeriprise Financial Services, Inc.Capital Financial Services, Inc.$15008-24-2018
Jeffre Scott ReiningerQuestar Capital CorporationCapital Financial Services, Inc.08-14-2018
Trevor Thomas LeidyPruco Securities, LLC.Capital Financial Services, Inc.04-25-2018
Kelly Rae PruszPFS Investments Inc.Capital Financial Services, Inc.04-06-2018
Sean Joseph KellyCenter Street Securities, Inc.Capital Financial Services, Inc.08-15-2017
Nicholas Alton OstdiekLPL Financial LLCCapital Financial Services, Inc.05-26-2017
Mark Gerard SweeneyHarbour Investments, Inc.Capital Financial Services, Inc.04-12-2017
Scott Albert PerkinsMML Investors Services, LLCCapital Financial Services, Inc.02-21-2017
Jon Mark HendricksonHendrickson Financial Services, LLCCapital Financial Services, Inc.02-18-2017
John Paul SeitzHarbour Investments, Inc.Capital Financial Services, Inc.01-27-2017
Next Page »

Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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