Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jacob Christian LarsonB.B. Graham & Company, Inc.Capital Financial Services, Inc.09-13-2019
Leslie Marie PersinTrustmont Financial Group, Inc.Capital Financial Services, Inc.08-27-2019
Mark Raymond SitterKCD Financial, Inc.Capital Financial Services, Inc.$9608-10-2019
William Dean ByrdB.B. Graham & Company, Inc.CAPITAL FINANCIAL SERVICES, INC.$5008-08-2019
Robert Guilio FilippiB.B. Graham & Company, Inc.Capital Financial Services, Inc.07-31-2019
Daniel Richard MichelonSagePoint Financial, Inc.Capital Financial Services, Inc.07-31-2019
William Blair GordonKovack Securities Inc.CAPITAL FINANCIAL SERVICES, INC.$5007-29-2019
William Paul FauzioUnion Capital CompanyCAPITAL FINANCIAL SERVICES, INC.$5007-29-2019
Victor PapushakB.B. Graham & Company, Inc.Capital Financial Services, Inc.07-19-2019
Michael Saverio LongoSagePoint Financial, Inc.Capital Financial Services, Inc.$2507-19-2019
Josh Alan FrankelTrustmont Financial Group, Inc.CAPITAL FINANCIAL SERVICES, INC.07-18-2019
Scott John Van De HeySt. Bernard Financial Services, Inc.Capital Financial Services, Inc.07-17-2019
Anthony Carl RichterSt. Bernard Financial Services, Inc.Capital Financial Services, Inc.07-17-2019
Kenneth Lee BrensdalB.B. Graham & Company, Inc.CAPITAL FINANCIAL SERVICES, INC.07-15-2019
Robert Henry HansenLPL Financial LLCCapital Financial Services, Inc.$2507-02-2019
Edward Roy ClarkCalton & Associates, Inc.Capital Financial Services, Inc.07-02-2019
Swan Sihua ShenSagePoint Financial, Inc.Capital Financial Services, Inc.$10007-01-2019
Allen Thomas BrogaardCalton & Associates, Inc.Capital Financial Services, Inc.$5006-28-2019
Joseph A. GeorgesCalton & Associates, Inc.Capital Financial Services, Inc.06-28-2019
Terrance Jay OstranderCalton & Associates, Inc.Capital Financial Services, Inc.$1306-27-2019
Allen Edward DablePruco Securities, LLC.Capital Financial Services, Inc.06-24-2019
Scott Thomas GrossCetera Advisor Networks LLCCapital Financial Services, Inc.$1006-14-2019
Matthew Roy WilsonAusdal Financial Partners, Inc.CAPITAL FINANCIAL SERVICES, INC.$2506-07-2019
Raoul Kelly BrandtWealth Plus of The Dakotas, Inc.Capital Financial Services, Inc.$1006-07-2019
Devon LiljenquistAmerican Independent Securities Group, LLCCAPITAL FINANCIAL SERVICES, INC.06-04-2019
Next Page »

Showing 1 to 25 of 121 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.