Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stacy Hawkins HooverJ.P. Morgan Securities LLCCapital One Investing, LLC11-30-2018
Jarriet Burnell BluittMerrill Lynch, Pierce, Fenner & Smith IncorporatedCapital One Investing, LLC09-10-2018
Justin Douglas HendersonWoodbury Financial Services, Inc.Capital One Investing, LLC$4107-11-2018
Jason Anthony MeadWoodbury Financial Services, Inc.Capital One Investing, LLC07-11-2018
Daniel Lee SearcyWoodbury Financial Services, Inc.Capital One Investing, LLC07-11-2018
Lane E. TamburoWoodbury Financial Services, Inc.Capital One Investing, LLC07-11-2018
Mary Elizabeth JonesWoodbury Financial Services, Inc.Capital One Investing, LLC07-11-2018
Justin Ryan BardwellWoodbury Financial Services, Inc.Capital One Investing, LLC07-11-2018
Denise A. BadgerowWoodbury Financial Services, Inc.Capital One Investing, LLC07-11-2018
Whitney W GrishamCUNA Brokerage Services, Inc.Capital One Investing, LLC05-17-2018
Joshua Edgardo TorresHancock Whitney Investment Services Inc.Capital One Investing, LLC05-03-2018
Charles AubertJ.P. Morgan Securities LLCCapital One Investing, LLC04-13-2018
James Frederick Shafferman IIIEdward JonesCapital One Investing, LLC$10003-29-2018
Brett Michael D'AlessandroCetera Investment Services LLCCapital One Investing, LLC03-27-2018
Jeffrey Scott LeavellLPL Financial LLCCapital One Investing, LLC03-22-2018
Matthew JohnsonLPL Financial LLCCapital One Investing, LLC03-22-2018
Ben R Roland GegenheimerMorgan StanleyCapital One Investing, LLC07-20-2017
Harlan D. HughesLPL Financial LLCCapital One Investing, LLC$25806-15-2017
Sean Patrick LaughlinLPL Financial LLCCapital One Investing, LLC$15007-08-2016
Edward Hunter ColeStratos Wealth Partners, LtdCapital One Investing, LLC02-12-2016
Paul Vincent SaltaformaggioLPL Financial LLCCapital One Investing, LLC$4301-26-2016
Jonathan Franz SmithStratos Wealth Partners, LtdCapital One Investing, LLC01-26-2016
Paul Everling PursleyStratos Wealth Partners, LtdCapital One Investing, LLC01-21-2016
Robert B. LavilleLPL Financial LLCCapital One Investing, LLC12-22-2015
Brett Matthew HainsLPL Financial LLCCapital One Investing, LLC12-15-2015
Next Page »

Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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