Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jed Gunner BlackburnLPL Financial LLCCapital One Investment Services LLC$1006-26-2014
Dustin Joseph RodgersLPL Financial LLCCapital One Investment Services LLC06-26-2014
Andrew Ellender StallStratos Wealth Partners, LtdCapital One Investment Services LLC05-30-2014
Scott Robert L'HosteLPL Financial LLCCapital One Investment Services LLC05-30-2014
Margaret Egan BenjaminLPL Financial LLCCapital One Investment Services LLC$5005-29-2014
James Francis DubnanskyLPL Financial LLCCapital One Investment Services LLC11-29-2013
George John Lampard IIIMorgan StanleyCapital One Investment Services LLC05-04-2012
Jacob Timothy IVHancock Whitney Investment Services Inc.Capital One Investment Services LLC03-07-2011
William Logan HardieLPL Financial LLCCapital One Investment Services LLC08-31-2010
Dodi Lynn VicknairLPL Financial LLCCapital One Investment Services LLC07-01-2010

Showing 1 to 10 of 10 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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