Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael AndriaccioAmeriprise Financial Services, Inc.Cetera$7808-26-2016
James J. O'BrienAmeriprise Financial Services, Inc.Cetera$9207-15-2016
J. Leland Davis, Jeremy L. DavisAmeriprise Financial Services, Inc.Cetera$18012-03-2015
Dennis ClavinCommonwealth Financial NetworkCetera$12006-01-2016
Lance Gilden, Evan Sall, Jordan BerlinFSC SecuritiesCetera$26012-30-2014
David S. MowattGirard SecuritiesCetera$15003-31-2014
David BolickIndependent Advisor AllianceCetera$6005-18-2016
Fred Baerenz, James Ortlip, David SweatKalos CapitalCetera$15005-01-2013
Mary PascarellaLPL Financial LLCCetera$11011-08-2018
Bob BrennanLPL Financial LLCCetera$30010-24-2018
David Winebrenner Jr.LPL Financial LLCCetera$18010-16-2018
Kathleen Hansen, Heather Hackett, Amanda Reams, Amber ReamsLPL Financial LLCCetera$18009-24-2018
Phillip MultopLPL Financial LLCCetera$30009-17-2018
Stacy CliffordLPL Financial LLCCetera$15312-20-2017
Peter CoteLPL Financial LLCCetera$6110-16-2017
Brian McqueeneyLPL Financial LLCCetera$5110-16-2017
Laura Ahl, John Beard, Jeff Bevacqua, Kenneth Brown, Miranda Collingwood, Barbara Cummings, Jeffrey Evans, Toni Frisina, Craig Grenci, Christine Goughnour, Tanya Hoffman, Thomas Jensen, Arthur Laneve, Brian Liptak, Keith Lohm, William McCullough, Michael LPL Financial LLCCetera$71910-04-2017
Christopher DavisLPL Financial LLCCetera$8708-24-2017
Christopher FleegleLPL Financial LLCCetera$8008-14-2017
Bradley Bakken, Tim Bush, Sean Deichert, Katharine Eggiman, Paul Fleming, Melissa Hexum, Kelly Hubrig, Gregory Johnson, Ryan Johnson, Michael Kobbervig, John Kuhn, Lisa Moe, Cody Reiland, Craig Samuelson, Paula Swanson, Steven Swanson, Tammy WoodLPL Financial LLCCetera$78002-28-2017
Viola Bai, Wen Chang, Yu Shuang Chang, Cynthia Chen, Tsunghsin Chen, Vivian Cheung, Yen Chi, Wen Dai, Sharon Ding, Grace Guo, Mei Guo, John Heller, Theodore Hsu, Kitty Hu, David Kang, Shu Yuan Lai, Lydia Lam, Grace Law, Elizabeth Lee, Joseph Lee, Susan LiLPL Financial LLCCetera$50902-28-2017
Scott SpragueLPL Financial LLCCetera$7211-30-2016
John Davis, Darla GreerLPL Financial LLCCetera$10011-07-2016
Kelly Crane, Earl Kneckt, Bob LanceLPL Financial LLCCetera$21310-17-2016
Kelly Crane, Earl KnechtLPL Financial LLCCetera$21310-17-2016
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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