Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fred Baerenz James Ortlip David SweatKalos Capital, Inc.Cetera$15005-01-2013
David W RussellVoya Financial Advisors, Inc.Cetera$6203-19-2014
David S MowattGirard Securities, Inc.Cetera$15003-31-2014
Bruce RathkampVoya Financial Advisors, Inc.Cetera$13908-29-2014
Lance Gilden Evan Sall Jordan BerlinFSC Securities CorporationCetera$26012-30-2014
Thomas P HughesRaymond JamesCetera$11002-18-2015
John Sloop John BlackLPL Financial LLCCetera$13509-15-2015
John Sloop Jr John BlackLPL Financial LLCCetera$13509-15-2015
Douglas Moore DeAnn Peter Jackie Shupe Joe Cricchio Miles James Leah Anne Brooks Erik Handcock Dave Reed Jason FoxRaymond JamesCetera$45010-19-2015
Sherri Beabout David SharpLPL Financial LLCCetera$12010-23-2015
J Leland Davis Jeremy L DavisAmeriprise Financial Services, LLCCetera$18012-03-2015
Jorge EscobedoLPL Financial LLCCetera$8512-17-2015
John ChurchWaddell & ReedCetera$7501-06-2016
Michael MollicaLPL Financial LLCCetera$7501-07-2016
Eric SchindlerLPL Financial LLCCetera$12504-21-2016
John BezdichekLPL Financial LLCCetera$5005-13-2016
David BolickIndependent Advisor Alliance, LLCCetera$6005-18-2016
Brian MillerLPL Financial LLCCetera$6505-23-2016
Dennis ClavinCommonwealth Financial NetworkCetera$12006-01-2016
George LyLPL Financial LLCCetera$8006-10-2016
James StottlemyreLPL Financial LLCCetera$7506-14-2016
James J OBrienAmeriprise Financial Services, LLCCetera$9207-15-2016
George Ashford Larry Awbrey Peter Gregory Charles TuttLPL Financial LLCCetera$23607-21-2016
Steven BrandtLPL Financial LLCCetera$5307-25-2016
Nathaniel Running Paul Burmeister Mark Fischer Tyler Hirth Jonathan Rienstra Charles TurnerLPL Financial LLCCetera$24808-02-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.