Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bob BrennanLPL FinancialCetera$30010-24-2018
Bradley Bakken, Tim Bush, Sean Deichert, Katharine Eggiman, Paul Fleming, Melissa Hexum, Kelly Hubrig, Gregory Johnson, Ryan Johnson, Michael Kobbervig, John Kuhn, Lisa Moe, Cody Reiland, Craig Samuelson, Paula Swanson, Steven Swanson, Tammy Wood LPL FinancialCetera$78002-28-2017
Bradley BowmanLPL FinancialCetera$5010-14-2016
Brian McqueeneyLPL FinancialCetera$5110-16-2017
Brian MillerLPL FinancialCetera$6505-23-2016
Bruce RathkampVoya Financial AdvisorsCetera$13908-29-2014
Christopher DavisLPL FinancialCetera$8708-24-2017
Christopher FleegleLPL FinancialCetera$8008-14-2017
David BolickIndependent Advisor AllianceCetera$6005-18-2016
David S. MowattGirard SecuritiesCetera$15003-31-2014
David W. RussellVoya Financial AdvisorsCetera$6203-19-2014
David Winebrenner Jr.LPL FinancialCetera$18010-16-2018
Dennis ClavinCommonwealth Financial NetworkCetera$12006-01-2016
Douglas Moore, DeAnn Peter, Jackie Shupe, Joe Cricchio, Miles James, Leah Anne Brooks, Erik Handcock, Dave Reed, Jason FoxRaymond JamesCetera$45010-19-2015
Eric SchindlerLPL FinancialCetera$12504-21-2016
Fred Baerenz, James Ortlip, David SweatKalos CapitalCetera$15005-01-2013
George Ashford, Larry Awbrey, Peter Gregory, Charles TuttLPL FinancialCetera$23607-21-2016
George LyLPL FinancialCetera$8006-10-2016
J. Leland Davis, Jeremy L. DavisAmeriprise FinancialCetera$18012-03-2015
James J. O'BrienAmeriprise FinancialCetera$9207-15-2016
James StottlemyreLPL FinancialCetera$7506-14-2016
John BezdichekLPL FinancialCetera$5005-13-2016
John ChurchWaddell and ReedCetera$7501-06-2016
John Davis, Darla GreerLPL FinancialCetera$10011-07-2016
John Sloop Jr., John BlackLPL FinancialCetera$13509-15-2015
Next Page »

Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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