Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley BowmanLPL FinancialCetera$5010-14-2016
John BezdichekLPL FinancialCetera$5005-13-2016
Brian McqueeneyLPL FinancialCetera$5110-16-2017
Steven BrandtLPL FinancialCetera$5307-25-2016
David BolickIndependent Advisor AllianceCetera$6005-18-2016
Peter CoteLPL FinancialCetera$6110-16-2017
David W. RussellVoya Financial AdvisorsCetera$6203-19-2014
Brian MillerLPL FinancialCetera$6505-23-2016
Scott SpragueLPL FinancialCetera$7211-30-2016
James StottlemyreLPL FinancialCetera$7506-14-2016
Michael MollicaLPL FinancialCetera$7501-07-2016
John ChurchWaddell and ReedCetera$7501-06-2016
Michael AndriaccioAmeriprise FinancialCetera$7808-26-2016
Christopher FleegleLPL FinancialCetera$8008-14-2017
George LyLPL FinancialCetera$8006-10-2016
Jorge EscobedoLPL FinancialCetera$8512-17-2015
Christopher DavisLPL FinancialCetera$8708-24-2017
James J. O'BrienAmeriprise FinancialCetera$9207-15-2016
John Davis, Darla GreerLPL FinancialCetera$10011-07-2016
Mary PascarellaLPL FinancialCetera$11011-08-2018
Thomas P. HughesRaymond JamesCetera$11002-18-2015
Dennis ClavinCommonwealth Financial NetworkCetera$12006-01-2016
Sherri Beabout, David SharpLPL FinancialCetera$12010-23-2015
Eric SchindlerLPL FinancialCetera$12504-21-2016
John Sloop Jr., John BlackLPL FinancialCetera$13509-15-2015
Next Page »

Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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