Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
George LyLPL FinancialCetera$8006-10-2016
Dennis ClavinCommonwealth Financial NetworkCetera$12006-01-2016
Brian MillerLPL FinancialCetera$6505-23-2016
David BolickIndependent Advisor AllianceCetera$6005-18-2016
John BezdichekLPL FinancialCetera$5005-13-2016
Eric SchindlerLPL FinancialCetera$12504-21-2016
Michael MollicaLPL FinancialCetera$7501-07-2016
John ChurchWaddell and ReedCetera$7501-06-2016
Jorge EscobedoLPL FinancialCetera$8512-17-2015
J. Leland Davis, Jeremy L. DavisAmeriprise FinancialCetera$18012-03-2015
Sherri Beabout, David SharpLPL FinancialCetera$12010-23-2015
Douglas Moore, DeAnn Peter, Jackie Shupe, Joe Cricchio, Miles James, Leah Anne Brooks, Erik Handcock, Dave Reed, Jason FoxRaymond JamesCetera$45010-19-2015
John Sloop Jr., John BlackLPL FinancialCetera$13509-15-2015
John Sloop, John BlackLPL FinancialCetera$13509-15-2015
Thomas P. HughesRaymond JamesCetera$11002-18-2015
Lance Gilden, Evan Sall, Jordan BerlinFSC SecuritiesCetera$26012-30-2014
Bruce RathkampVoya Financial AdvisorsCetera$13908-29-2014
David S. MowattGirard SecuritiesCetera$15003-31-2014
David W. RussellVoya Financial AdvisorsCetera$6203-19-2014
Fred Baerenz, James Ortlip, David SweatKalos CapitalCetera$15005-01-2013
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Showing 26 to 45 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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